Wellness Investment Advisers LLC
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About
Wellness Investment Advisers LLC is a fee‑based financial planning and investment management firm that primarily serves individual clients (non‑high‑net‑worth), as well as pension and profit‑sharing plans and business entities. The firm offers discretionary asset management, financial planning and consulting, qualified plan consulting, ERISA 3(21) plan services, and occasional public seminars and workshops.
Wellness typically manages portfolios on a discretionary, percentage‑of‑AUM basis and documents client objectives with an investment policy statement or risk‑tolerance form, using fundamental and technical analysis to guide security selection; it may also recommend or engage third‑party money managers while retaining oversight. Account reviews are performed at least annually (with more frequent reviews as needed), and the firm discloses its use of solicitor and sub‑advisory arrangements through which it shares fees with third‑party managers.
What is distinctive about Wellness is its close connection to tax preparation and insurance activities: the firm’s managing member conducts tax preparation and serves as an independent insurance agent (an outside business activity that can generate commissions and is disclosed as a potential conflict). The firm also regularly offers educational seminars or workshops (often free or by donation), emphasizes retirement‑plan services through a K‑Star/CLS program, and operates with relatively modest discretionary assets under management (about $234k) and a client base that does not include high‑net‑worth households.
Client services
Expertise
Fee options
$0+: 1.00% annually (maximum, negotiable; may be lower for combined household accounts) Less than $2.5 Million - $2,499,999: 1.05% annually (ERISA Plan Services total advisory fee) $2.5 Million - $4,999,999: 1.00% annually (ERISA Plan Services total advisory fee) $5 Million - $6,999,999: 0.95% annually (ERISA Plan Services total advisory fee) $7 Million+: 0.90% annually (ERISA Plan Services total advisory fee) $0 - $500,000: 2.00% annually (Absolute Capital Management fees for assets up to $1,000,000; negotiable over $1,000,000) $0 - $500,000: 2.00% annually (TPFG Variable Annuity and Separately Managed Accounts total annual fee) $500,001 - $3,000,000: 1.50% annually (TPFG Variable Annuity and Separately Managed Accounts total annual fee) $3,000,001 - $5,000,000: 1.00% annually (TPFG Variable Annuity and Separately Managed Accounts total annual fee) $5,000,001 - $10,000,000: 0.80% annually (TPFG Variable Annuity and Separately Managed Accounts total annual fee) $0 - $500,000: 1.00% annually (TPFG Managed Mutual Fund Strategy Accounts Institutional Class external fee) $500,001 - $3,000,000: 0.75% annually (TPFG Managed Mutual Fund Strategy Accounts Institutional Class external fee) $3,000,001 - $5,000,000: 0.533% annually (TPFG Managed Mutual Fund Strategy Accounts Institutional Class external fee) $5,000,001 - $10,000,000: 0.433% annually (TPFG Managed Mutual Fund Strategy Accounts Institutional Class external fee)
$250 per hour for financial planning and consulting services
Fee-only: Financial planning and consulting services charged at a negotiable hourly rate of $250 per hour; $500 due at signing with balance due upon delivery of the plan; fees may be waived if plan is implemented with Wellness.
Most active in
Ohio · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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