Ashtabula, OH Office
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WELLS FARGO Advisors
Institution
Firm-wide stats for WELLS FARGO Advisors
About
Wells Fargo Advisors Financial Network is a large broker‑dealer and registered investment adviser affiliated with Wells Fargo that provides investment and fee‑based financial planning services to individuals, trusts, and institutional clients through a network of financial advisors. Its planning menu is broad and offered to clients who meet a net‑worth threshold, covering cash‑flow, retirement, education, risk and wealth‑transfer planning as well as niche services such as business‑owner transition planning, sports & entertainment planning, special‑needs analysis, and divorce planning that require specific advisor credentials.
Financial advisors develop tailored recommendations using Wells Fargo research, planning tools and simulation models, and deliver those recommendations through meetings and written client summary letters; clients may choose whether or how to implement recommendations and implementation through the firm’s brokerage or advisory programs is optional. Planning engagements are generally discrete rather than ongoing, and fees are negotiated based on the scope and complexity of the engagement.
Notably, the firm integrates advisory services with other financial product sales and referral channels—such as banking, securities‑based lending, trustee services and affiliated fund strategies—resulting in multiple compensation streams for advisors and referral payments to affiliated entities. WFAFN’s disclosure also highlights a range of advisor compensation arrangements (including recruitment payments, loan options, enhanced payouts, and a recently disclosed advisory earnings‑sharing arrangement) and a record of regulatory settlements that are relevant to its compliance and supervisory oversight.
Based on WELLS FARGO Advisors
Expertise
Based on WELLS FARGO Advisors
Location
3705 State Road Suite 100, [Satellite]
Ashtabula OH 44004
Advisors at this office
6
Advisors at this office
James M
Series 63, Series 66
Ashtabula, OH
Wells Fargo Advisors
James Mayer is a financial advisor with Wells Fargo Advisors in Ashtabula, Ohio, holding Series 63 and Series 66 credentials and bringing 29 years of industry experience. His career includes roles at Wells Fargo Advisors LLC and Wells Fargo Clearing prior to his current position. Outside of advisory services, he has majority ownership in several rental property ventures. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser serving individuals, trusts, and institutional clients with a broad range of financial planning services. The firm offers tailored investment recommendations supported by proprietary research and integrates advisory services with other financial products and referral channels.
Phillip A
Series 63, Series 66
Ashtabula, OH
Wells Fargo Advisors
Phillip Anderson is a financial advisor at Wells Fargo Advisors with 17 years of industry experience. He holds Series 63 and Series 66 designations and has worked within the Wells Fargo organization since 2012, including roles at Wells Fargo Clearing and Wells Fargo Advisors LLC prior to his current position. Wells Fargo Advisors Financial Network serves individuals, trusts, and institutional clients by providing a broad range of investment and fee-based financial planning services. The firm offers tailored planning solutions supported by proprietary research and tools, covering areas such as retirement, education, risk, and wealth-transfer planning, with services available through both brokerage and advisory programs.
Daniel H
CFP®, Series 63, Series 66
Ashtabula, OH
Wells Fargo Advisors
Daniel Huffman is a CFP® professional with 44 years of experience in the financial industry. He is currently with Wells Fargo Advisors and has a long tenure within the Wells Fargo organization dating back to 2009. Outside of his advisory role, he serves as a basketball official for the Ohio High School Athletic Association. Wells Fargo Advisors Financial Network offers investment and financial planning services to individuals, trusts, and institutional clients, employing a broad range of planning services and leveraging an integrated platform combining advisory and brokerage solutions.
Rachel D
Series 63, Series 65
Ashtabula, OH
Wells Fargo Advisors
Rachel Dominessy is a financial advisor with Wells Fargo Advisors in Ashtabula, Ohio, holding Series 63 and Series 65 licenses and possessing 14 years of industry experience. Her prior roles include positions at Wells Fargo Clearing, Fidelity Investments, Royal Alliance Associates, NCA Financial Planners, and Bliss Capital Advisors. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser affiliated with Wells Fargo that offers investment and fee-based financial planning services to individuals, trusts, and institutional clients. The firm provides a broad range of planning services, including cash-flow, retirement, education, and niche planning areas, using Wells Fargo research and tools to develop tailored recommendations.
Rachel O
Series 63, Series 66
Ashtabula, OH
Wells Fargo Advisors
Rachel Okorn is a financial advisor at Wells Fargo Advisors with seven years of industry experience. She previously worked at Edward Jones for four years and has held various roles outside finance, including positions at Ohlinger Studios and involvement with the Ashtabula County Educational Association. Wells Fargo Advisors Financial Network provides investment and financial planning services to individuals, trusts, and institutions. The firm offers a broad range of planning services tailored to clients who meet certain net-worth criteria, using proprietary research and tools to develop customized recommendations.
Ryan R
Series 66
Ashtabula, OH
Wells Fargo Advisors
Ryan Richards is a financial advisor at Wells Fargo Advisors with 21 years of industry experience. He holds the Series 66 designation and has worked at Wells Fargo Advisors and its affiliated entities since 2009, with prior experience at A. G. Edwards & Sons, Inc. from 2006 to 2008. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser that serves individuals, trusts, and institutional clients. The firm offers a broad range of financial planning services and utilizes proprietary research and tools to develop tailored recommendations for clients.
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