Boca Raton, FL 1800 N Military Trail Office
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Wells Fargo Advisors
Institution
Firm-wide stats for Wells Fargo Advisors
About
Wells Fargo Advisors Financial Network is a large broker‑dealer and registered investment adviser affiliated with Wells Fargo that provides investment and fee‑based financial planning services to individuals, trusts, and institutional clients through a network of financial advisors. Its planning menu is broad and offered to clients who meet a net‑worth threshold, covering cash‑flow, retirement, education, risk and wealth‑transfer planning as well as niche services such as business‑owner transition planning, sports & entertainment planning, special‑needs analysis, and divorce planning that require specific advisor credentials.
Financial advisors develop tailored recommendations using Wells Fargo research, planning tools and simulation models, and deliver those recommendations through meetings and written client summary letters; clients may choose whether or how to implement recommendations and implementation through the firm’s brokerage or advisory programs is optional. Planning engagements are generally discrete rather than ongoing, and fees are negotiated based on the scope and complexity of the engagement.
Notably, the firm integrates advisory services with other financial product sales and referral channels—such as banking, securities‑based lending, trustee services and affiliated fund strategies—resulting in multiple compensation streams for advisors and referral payments to affiliated entities. WFAFN’s disclosure also highlights a range of advisor compensation arrangements (including recruitment payments, loan options, enhanced payouts, and a recently disclosed advisory earnings‑sharing arrangement) and a record of regulatory settlements that are relevant to its compliance and supervisory oversight.
Based on Wells Fargo Advisors
Expertise
Based on Wells Fargo Advisors
Location
1800 N Military Trail, Suite 210 2nd Floor
Boca Raton FL 33431
Advisors at this office
4
Advisors at this office
Jason F
CFP®, Series 63, Series 65
Boca Raton, FL
Wells Fargo Advisors
Jason Freeman is a CFP® with 33 years of experience in the financial industry. He currently serves as a financial advisor at Wells Fargo Advisors and has previously worked at Wells Fargo Clearing, Banc of America Investment Services, and Citigroup Global Markets. Outside of his advisory role, he is involved as a principal in MAMIBRO, Inc., a holding company for a Finet practice, and jointly owns Eagle Oak Wealth Partners, LLC. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser affiliated with Wells Fargo that provides investment and fee-based financial planning services to individuals, trusts, and institutional clients. The firm offers a broad planning menu that includes cash-flow, retirement, education, risk, and wealth-transfer planning, as well as specialized services such as business-owner transition, sports and entertainment, special-needs, and divorce planning.
Mario F
Series 63, Series 65
Boca Raton, FL
Wells Fargo Advisors
Mario Fratto is a financial advisor with Wells Fargo Advisors, holding Series 63 and Series 65 credentials and bringing 29 years of industry experience. His career includes roles at Wells Fargo Clearing, Bank of America, and Merrill. Outside of his advisory work, he is the owner of STACKS FINANCIAL LLC in Boca Raton, FL. Wells Fargo Advisors serves individuals, trusts, and institutional clients by providing investment and fee-based financial planning services tailored to clients who meet a net-worth threshold. The firm offers a broad range of planning services and integrates advisory offerings with banking and other financial product channels.
Patricia C
Series 63, Series 66
Boca Raton, FL
Wells Fargo Advisors
Patricia Cain is a financial advisor with Wells Fargo Advisors in Boca Raton, FL, holding Series 63 and Series 66 designations and having 28 years of industry experience. Her prior roles include positions at Wells Fargo Clearing and A. G. Edwards & Sons, Inc. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser affiliated with Wells Fargo that serves individuals, trusts, and institutional clients. The firm offers a broad range of financial planning services, using proprietary research and tools to develop tailored recommendations delivered through meetings and detailed client summaries.
Assunta S
Series 63, Series 65
Boca Raton, FL
Wells Fargo Advisors
Assunta Siniscalchi is a financial advisor at Wells Fargo Advisors with 24 years of industry experience. She holds the Series 63 and Series 65 licenses and has previously worked at Citigroup Global Markets and Wells Fargo Clearing. Outside of her advisory role, she serves as an executor for an estate in West Palm Beach, FL, and is involved with XV Capital Wealth Inc. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser that provides investment and financial planning services to individuals, trusts, and institutional clients. The firm offers a broad range of planning services and integrates advisory offerings with other financial products and referral channels.
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