Chatham, NJ 70 Main St Office
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WELLS FARGO Advisors
Institution
Firm-wide stats for WELLS FARGO Advisors
About
Wells Fargo Advisors Financial Network is a large broker‑dealer and registered investment adviser affiliated with Wells Fargo that provides investment and fee‑based financial planning services to individuals, trusts, and institutional clients through a network of financial advisors. Its planning menu is broad and offered to clients who meet a net‑worth threshold, covering cash‑flow, retirement, education, risk and wealth‑transfer planning as well as niche services such as business‑owner transition planning, sports & entertainment planning, special‑needs analysis, and divorce planning that require specific advisor credentials.
Financial advisors develop tailored recommendations using Wells Fargo research, planning tools and simulation models, and deliver those recommendations through meetings and written client summary letters; clients may choose whether or how to implement recommendations and implementation through the firm’s brokerage or advisory programs is optional. Planning engagements are generally discrete rather than ongoing, and fees are negotiated based on the scope and complexity of the engagement.
Notably, the firm integrates advisory services with other financial product sales and referral channels—such as banking, securities‑based lending, trustee services and affiliated fund strategies—resulting in multiple compensation streams for advisors and referral payments to affiliated entities. WFAFN’s disclosure also highlights a range of advisor compensation arrangements (including recruitment payments, loan options, enhanced payouts, and a recently disclosed advisory earnings‑sharing arrangement) and a record of regulatory settlements that are relevant to its compliance and supervisory oversight.
Based on WELLS FARGO Advisors
Location
70 Main St
Chatham NJ 07928
Advisors at this office
4
Advisors at this office
Richard D
Series 63, Series 65
Chatham, NJ
Wells Fargo Advisors
Richard Defuccio is a financial advisor with Wells Fargo Advisors in Chatham, NJ, holding Series 63 and Series 65 licenses and bringing 41 years of industry experience. He has been with Wells Fargo Advisors since 2012. Defuccio has ownership interests in Marquis Wealth Advisors LLC and Corwil, Inc., both investment-related businesses. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser that serves individuals, trusts, and institutional clients with a broad range of financial planning and investment services, including niche planning specialties. The firm combines advisory services with other financial products and referral channels, offering tailored recommendations supported by proprietary research and planning tools.
Lewis R
Series 63, Series 66
Chatham, NJ
Wells Fargo Advisors
Lewis Rauter is a financial advisor at Wells Fargo Advisors with 41 years of industry experience. He holds Series 63 and Series 66 licenses and has been with Wells Fargo Advisors since 2012. Rauter has also been involved with Marquis Wealth Advisors, LLC and LWR41 Advisors Inc., where he holds ownership stakes and serves as a financial advisor. Wells Fargo Advisors Financial Network provides investment and fee-based financial planning services to individuals, trusts, and institutional clients. The firm offers a broad range of planning services, including cash-flow, retirement, education, and niche planning areas, utilizing Wells Fargo research and planning tools to develop tailored recommendations for clients.
Ryan K
Series 66
Chatham, NJ
Wells Fargo Advisors
Ryan Kubie is a Series 66-licensed financial advisor with 25 years of industry experience. He worked at Lord Abbett Distributor, LLC for 25 years before joining Wells Fargo Advisors in 2025. Kubie holds ownership interests in Marquis Wealth Advisors and Halliday Legacy Group, both investment-related entities based in Chatham, NJ. Wells Fargo Advisors Financial Network serves individuals, trusts, and institutional clients by providing a broad range of investment and financial planning services. Advisors at the firm use proprietary research and planning tools to develop tailored recommendations, offering services that include specialized planning areas such as business-owner transitions and special-needs analysis.
Robert G
Series 63, Series 65
Chatham, NJ
Wells Fargo Advisors
Robert Gregory is a financial advisor at Wells Fargo Advisors with 22 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Wells Fargo Advisors since 2013. Outside of his role at Wells Fargo, he has ownership interests in Marquis Wealth Advisors LLC and Aaron Elliot Inc, both investment-related businesses based in Chatham, NJ. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser that offers investment and financial planning services to individuals, trusts, and institutional clients. The firm provides a broad range of planning services, including specialized areas such as business-owner transition planning and special-needs analysis, using proprietary research and tools to develop tailored recommendations.
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