Little Rock, AR Pride Valley Rd Office
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WELLS FARGO Advisors
Institution
Firm-wide stats for WELLS FARGO Advisors
About
Wells Fargo Advisors Financial Network is a large broker‑dealer and registered investment adviser affiliated with Wells Fargo that provides investment and fee‑based financial planning services to individuals, trusts, and institutional clients through a network of financial advisors. Its planning menu is broad and offered to clients who meet a net‑worth threshold, covering cash‑flow, retirement, education, risk and wealth‑transfer planning as well as niche services such as business‑owner transition planning, sports & entertainment planning, special‑needs analysis, and divorce planning that require specific advisor credentials.
Financial advisors develop tailored recommendations using Wells Fargo research, planning tools and simulation models, and deliver those recommendations through meetings and written client summary letters; clients may choose whether or how to implement recommendations and implementation through the firm’s brokerage or advisory programs is optional. Planning engagements are generally discrete rather than ongoing, and fees are negotiated based on the scope and complexity of the engagement.
Notably, the firm integrates advisory services with other financial product sales and referral channels—such as banking, securities‑based lending, trustee services and affiliated fund strategies—resulting in multiple compensation streams for advisors and referral payments to affiliated entities. WFAFN’s disclosure also highlights a range of advisor compensation arrangements (including recruitment payments, loan options, enhanced payouts, and a recently disclosed advisory earnings‑sharing arrangement) and a record of regulatory settlements that are relevant to its compliance and supervisory oversight.
Based on WELLS FARGO Advisors
Expertise
Based on WELLS FARGO Advisors
Location
15100 Pride Valley Rd
Little Rock AR 72223
Advisors at this office
4
Advisors at this office
Sydney G
CFP®, Series 63, Series 65
Little Rock, AR
Wells Fargo Advisors
Sydney Gilbert is a financial advisor with Wells Fargo Advisors in Little Rock, Arkansas, holding CFP®, Series 63, and Series 65 credentials and 21 years of industry experience. Prior to joining Wells Fargo Advisors in 2022, Gilbert worked at Wells Fargo Clearing from 2016 to 2022 and at Citigroup Global Markets from 2005 to 2009. Outside of advisory work, Gilbert has ownership interests in local investment-related businesses. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser that serves individuals, trusts, and institutional clients. The firm offers a broad range of financial planning and investment services, including niche areas such as business-owner transition and special-needs planning, utilizing proprietary research and planning tools to develop tailored client recommendations.
Roger O
Series 63, Series 65
Little Rock, AR
Wells Fargo Advisors
Roger O'quin is a financial advisor with Wells Fargo Advisors in Little Rock, AR, holding Series 63 and Series 65 designations and bringing 41 years of industry experience. His career includes positions at Merrill for 11 years, Citigroup Global Markets for 7 years, and Wells Fargo Clearing for 6 years prior to joining Wells Fargo Advisors. He is also a part-owner of The Oquin Group, Inc., a financial practice based in Little Rock. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser that provides investment and financial planning services to individuals, trusts, and institutional clients. The firm offers a broad range of planning services and integrates advisory solutions with various financial products and referral channels.
Jenine S
Series 66
Little Rock, AR
Wells Fargo Advisors
Jenine Stafford is a financial advisor with Wells Fargo Advisors in Little Rock, AR, holding a Series 66 designation and 23 years of industry experience. She previously worked at Thrivent Financial for Lutherans and Thrivent Investment Management Inc for 16 years. Stafford is a secretary and managing board member of Gigi’s Playhouse, a nonprofit achievement center for people with Down Syndrome. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser offering investment and financial planning services to individuals, trusts, and institutional clients. The firm provides a broad planning menu including retirement, education, special-needs, and business-owner transition planning, utilizing Wells Fargo research and tools to develop tailored recommendations.
Amanda C
Series 63, Series 65
Little Rock, AR
Wells Fargo Advisors
Amanda Clark is a financial advisor at Wells Fargo Advisors with 35 years of industry experience. She holds Series 63 and Series 65 credentials and has worked at multiple firms, including Wells Fargo Clearing, Arvest Wealth Management, Morgan Keegan & Company, U.S. Bancorp Investments, and Merrill. Wells Fargo Advisors Financial Network provides investment and fee-based financial planning services to individuals, trusts, and institutional clients. The firm offers a broad range of planning services using proprietary research and tools, serving clients who meet certain net-worth criteria.
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