Miami, FL SE 3rd Avenue 1650 Office
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WELLS FARGO Advisors
Institution
Firm-wide stats for WELLS FARGO Advisors
About
Wells Fargo Advisors Financial Network is a large broker‑dealer and registered investment adviser affiliated with Wells Fargo that provides investment and fee‑based financial planning services to individuals, trusts, and institutional clients through a network of financial advisors. Its planning menu is broad and offered to clients who meet a net‑worth threshold, covering cash‑flow, retirement, education, risk and wealth‑transfer planning as well as niche services such as business‑owner transition planning, sports & entertainment planning, special‑needs analysis, and divorce planning that require specific advisor credentials.
Financial advisors develop tailored recommendations using Wells Fargo research, planning tools and simulation models, and deliver those recommendations through meetings and written client summary letters; clients may choose whether or how to implement recommendations and implementation through the firm’s brokerage or advisory programs is optional. Planning engagements are generally discrete rather than ongoing, and fees are negotiated based on the scope and complexity of the engagement.
Notably, the firm integrates advisory services with other financial product sales and referral channels—such as banking, securities‑based lending, trustee services and affiliated fund strategies—resulting in multiple compensation streams for advisors and referral payments to affiliated entities. WFAFN’s disclosure also highlights a range of advisor compensation arrangements (including recruitment payments, loan options, enhanced payouts, and a recently disclosed advisory earnings‑sharing arrangement) and a record of regulatory settlements that are relevant to its compliance and supervisory oversight.
Based on WELLS FARGO Advisors
Expertise
Based on WELLS FARGO Advisors
Location
1 SE 3rd Avenue 1650
Miami FL 33131
Advisors at this office
4
Advisors at this office
T.J. A
Series 66
Miami, FL
Wells Fargo Advisors
T.J. Arch is a financial advisor with Wells Fargo Advisors in Miami, FL, holding a Series 66 designation and three years of industry experience. Prior to joining Wells Fargo Advisors, he worked at Signature Aviation, Universal Engineering Sciences, and Ameris Bank, among other firms. He is also a Certified Public Accountant and maintains his CPA license. Wells Fargo Advisors Financial Network provides investment and fee-based financial planning services to individuals, trusts, and institutional clients, offering a broad range of planning options including retirement, education, business-owner transition, and special-needs analysis. The firm combines advisory services with other financial products and referral channels to serve clients with tailored recommendations.
Sam L
Series 63
Miami, FL
Wells Fargo Advisors
Sam Luby is a financial advisor at Wells Fargo Advisors with 39 years of industry experience. He has been with Wells Fargo Advisors and its affiliates since 2009. Outside of his advisory role, he serves as a trustee and is involved in two wealth management firms he partly or fully owns. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser serving individuals, trusts, and institutional clients. The firm offers a broad range of financial planning services, utilizing proprietary research and planning tools to develop tailored recommendations.
Steven A
Series 63, Series 65
Miami, FL
Wells Fargo Advisors
Steven Arch is a financial advisor at Wells Fargo Advisors with 38 years of industry experience. He has worked at various Wells Fargo entities since 2009, including Wells Fargo Clearing. Arch holds Series 63 and Series 65 licenses and is involved in financial services through firms such as LSA Wealth Management LLC and Arch Group Financial Services LLC. Wells Fargo Advisors Financial Network is a broker-dealer and registered investment adviser offering investment and fee-based financial planning services to individuals, trusts, and institutional clients. The firm provides a broad range of planning services tailored to clients meeting a net-worth threshold, including specialized areas like business-owner transition and special-needs planning.
Kathleen S
Series 63
Miami, FL
Wells Fargo Advisors
Kathleen Semaan is a financial advisor at Wells Fargo Advisors with 38 years of industry experience. She holds a Series 63 designation and has worked with Wells Fargo entities since 2009. Outside of her advisory role, she serves as president of the Royal Harbour Yacht Club homeowners association in Palmetto Bay, FL. Wells Fargo Advisors provides investment and financial planning services to individuals, trusts, and institutions, offering a broad range of planning options that include retirement, education, risk, and wealth-transfer strategies. The firm combines advisory services with various financial products and referrals, delivering tailored recommendations through research and planning tools.
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