Mobile, AL Boulevard Park West Office
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Wells Fargo Advisors
Institution
Firm-wide stats for Wells Fargo Advisors
About
Wells Fargo Advisors Financial Network is a large broker‑dealer and registered investment adviser affiliated with Wells Fargo that provides investment and fee‑based financial planning services to individuals, trusts, and institutional clients through a network of financial advisors. Its planning menu is broad and offered to clients who meet a net‑worth threshold, covering cash‑flow, retirement, education, risk and wealth‑transfer planning as well as niche services such as business‑owner transition planning, sports & entertainment planning, special‑needs analysis, and divorce planning that require specific advisor credentials.
Financial advisors develop tailored recommendations using Wells Fargo research, planning tools and simulation models, and deliver those recommendations through meetings and written client summary letters; clients may choose whether or how to implement recommendations and implementation through the firm’s brokerage or advisory programs is optional. Planning engagements are generally discrete rather than ongoing, and fees are negotiated based on the scope and complexity of the engagement.
Notably, the firm integrates advisory services with other financial product sales and referral channels—such as banking, securities‑based lending, trustee services and affiliated fund strategies—resulting in multiple compensation streams for advisors and referral payments to affiliated entities. WFAFN’s disclosure also highlights a range of advisor compensation arrangements (including recruitment payments, loan options, enhanced payouts, and a recently disclosed advisory earnings‑sharing arrangement) and a record of regulatory settlements that are relevant to its compliance and supervisory oversight.
Based on Wells Fargo Advisors
Expertise
Based on Wells Fargo Advisors
Location
532 Boulevard Park West
Mobile AL 36609
Advisors at this office
5
Advisors at this office
Mark S
Series 63, Series 65
Mobile, AL
Wells Fargo Advisors
Mark Smith is a financial advisor at Wells Fargo Advisors with 28 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Wells Fargo Advisors Financial Network LLC since 2009. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser affiliated with Wells Fargo that offers investment and fee-based financial planning services to individuals, trusts, and institutional clients. The firm provides a broad range of planning services, including niche areas such as business-owner transition and special-needs analysis, using Wells Fargo’s research and planning tools to develop tailored recommendations.
David D
Series 63
Mobile, AL
Wells Fargo Advisors
David Dupuy is a financial advisor with Wells Fargo Advisors in Mobile, Alabama, holding a Series 63 designation and over 31 years of industry experience. He has been with Wells Fargo entities since 2009. Outside of his advisory role, he serves as treasurer for the Alano Club in Mobile, assisting with club expenses. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser serving individuals, trusts, and institutions. The firm offers a broad range of financial planning services tailored to clients meeting a net-worth threshold, utilizing proprietary research and tools to develop customized recommendations.
Earnest F
Series 63, Series 65
Mobile, AL
Wells Fargo Advisors
Earnest Farrow Jr. is a financial advisor at Wells Fargo Advisors with 28 years of industry experience. He has been with Wells Fargo Advisors Financial Network since 2009. He holds Series 63 and Series 65 designations. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser affiliated with Wells Fargo, serving individuals, trusts, and institutional clients. The firm offers a broad range of investment and fee-based financial planning services tailored to clients meeting a net-worth threshold, including specialized planning for business owners, sports and entertainment professionals, and special needs.
Mary D
Series 63
Mobile, AL
Wells Fargo Advisors
Mary Dupuy is a financial advisor at Wells Fargo Advisors with 45 years of industry experience. She holds a Series 63 designation and has been with Wells Fargo Advisors and its affiliates since 2009. Based in Mobile, AL, her career includes roles at Wells Fargo Clearing from 2016 to 2022. Wells Fargo Advisors Financial Network serves individuals, trusts, and institutional clients by providing investment and fee-based financial planning services. The firm offers a broad range of planning options, including niche services like business-owner transition and special-needs planning, and integrates these advisory services with other financial products and referral channels.
John H
Series 63
Mobile, AL
Wells Fargo Advisors
John Horner III is a financial advisor with Wells Fargo Advisors in Mobile, Alabama, holding a Series 63 designation and 35 years of industry experience. He previously worked at Morgan Stanley for seven years before joining Wells Fargo Advisors in 2018. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser affiliated with Wells Fargo that serves individuals, trusts, and institutional clients. The firm offers a broad range of investment and financial planning services, utilizing Wells Fargo research and planning tools to develop tailored recommendations.
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