New York, NY W. 44th Street Office
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WELLS FARGO Advisors
Institution
Firm-wide stats for WELLS FARGO Advisors
About
Wells Fargo Advisors Financial Network is a large broker‑dealer and registered investment adviser affiliated with Wells Fargo that provides investment and fee‑based financial planning services to individuals, trusts, and institutional clients through a network of financial advisors. Its planning menu is broad and offered to clients who meet a net‑worth threshold, covering cash‑flow, retirement, education, risk and wealth‑transfer planning as well as niche services such as business‑owner transition planning, sports & entertainment planning, special‑needs analysis, and divorce planning that require specific advisor credentials.
Financial advisors develop tailored recommendations using Wells Fargo research, planning tools and simulation models, and deliver those recommendations through meetings and written client summary letters; clients may choose whether or how to implement recommendations and implementation through the firm’s brokerage or advisory programs is optional. Planning engagements are generally discrete rather than ongoing, and fees are negotiated based on the scope and complexity of the engagement.
Notably, the firm integrates advisory services with other financial product sales and referral channels—such as banking, securities‑based lending, trustee services and affiliated fund strategies—resulting in multiple compensation streams for advisors and referral payments to affiliated entities. WFAFN’s disclosure also highlights a range of advisor compensation arrangements (including recruitment payments, loan options, enhanced payouts, and a recently disclosed advisory earnings‑sharing arrangement) and a record of regulatory settlements that are relevant to its compliance and supervisory oversight.
Based on WELLS FARGO Advisors
Expertise
Based on WELLS FARGO Advisors
Location
28 W. 44th Street, Ste 1200 12th Fl
New York NY 10036
Advisors at this office
6
Advisors at this office
Diana S
Series 63, Series 66
New York, NY
Wells Fargo Advisors
Diana Squires is a financial advisor with Wells Fargo Advisors in New York, NY, holding Series 63 and Series 66 credentials and 18 years of industry experience. Her prior roles include positions at UBS Financial Services Inc. and J.P. Morgan Securities. Wells Fargo Advisors Financial Network provides investment and financial planning services to individuals, trusts, and institutions, offering a broad range of planning options and integrating advisory services with various financial products and referral channels.
Richard K
CFP®, Series 63
New York, NY
Wells Fargo Advisors
Richard Kass is a CFP®-designated financial advisor with 40 years of industry experience. He is currently with Wells Fargo Advisors and has previously worked at Commonwealth Financial Network and Total Asset Planning, where he remains involved. Kass serves as a trustee and co-trustee for family-related trusts. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser that provides investment and fee-based financial planning services to individuals, trusts, and institutional clients. The firm offers a broad planning menu tailored to clients meeting certain net-worth thresholds, utilizing Wells Fargo research and tools to develop customized recommendations.
Brett R
Series 66
New York, NY
Wells Fargo Advisors
Brett Richter is a financial advisor with Wells Fargo Advisors in New York, NY, holding a Series 66 designation and four years of industry experience. His prior roles include positions at Vise Technologies, Carta, Morgan Stanley Smith Barney LLC, and UBS Financial Services. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser that serves individuals, trusts, and institutional clients, offering a broad range of investment and financial planning services tailored to clients meeting certain net-worth thresholds. The firm utilizes proprietary research and planning tools to develop recommendations, which clients may implement through various brokerage or advisory programs.
Jordan C
CFP®, Series 66
New York, NY
Wells Fargo Advisors
Jordan Cohen is a CFP® professional with eight years of experience in the financial services industry. He is currently with Wells Fargo Advisors and has prior experience at KBK Wealth Management, Commonwealth Financial Network, and Equitable Advisors. Cohen also engages in fixed insurance sales as part of his professional activities. Wells Fargo Advisors Financial Network is a broker-dealer and registered investment adviser affiliated with Wells Fargo, serving individuals, trusts, and institutional clients. The firm offers a broad range of financial planning services tailored to clients meeting net-worth thresholds, utilizing proprietary research and planning tools to develop customized recommendations.
Alan B
CFP®, Series 63, Series 66
New York, NY
Wells Fargo Advisors
Alan Brachfeld is a CFP® with 36 years of industry experience, currently serving as a financial advisor at Wells Fargo Advisors. His prior experience includes roles at Total Asset Planning and Commonwealth Financial Network, and he also has a CPA background providing tax and accounting services. Outside of advising, he is involved in private business ventures including membership in a wealth management firm and serving as a trustee for a real estate trust. Wells Fargo Advisors Financial Network offers investment and fee-based financial planning services to individuals, trusts, and institutional clients, providing a wide range of planning options supported by proprietary research and tools. The firm integrates advisory services with other financial products and referral channels.
Jeffrey F
Series 63
New York, NY
Wells Fargo Advisors
Jeffrey Feinstein is a financial advisor with Wells Fargo Advisors, holding a Series 63 designation and 10 years of industry experience. His prior roles include positions at Commonwealth Financial Network, KBK Wealth Management, and Mass Mutual. Outside of his advisory work, he is co-owner of a family partnership focused on managing commercial real estate. Wells Fargo Advisors Financial Network is a broker-dealer and registered investment adviser serving individuals, trusts, and institutional clients. The firm offers a broad range of financial planning services tailored to clients who meet certain net-worth thresholds, utilizing proprietary research and planning tools to develop personalized recommendations.
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