Oyster Bay, NY South St Office
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WELLS FARGO Advisors
Institution
Firm-wide stats for WELLS FARGO Advisors
About
Wells Fargo Advisors Financial Network is a large broker‑dealer and registered investment adviser affiliated with Wells Fargo that provides investment and fee‑based financial planning services to individuals, trusts, and institutional clients through a network of financial advisors. Its planning menu is broad and offered to clients who meet a net‑worth threshold, covering cash‑flow, retirement, education, risk and wealth‑transfer planning as well as niche services such as business‑owner transition planning, sports & entertainment planning, special‑needs analysis, and divorce planning that require specific advisor credentials.
Financial advisors develop tailored recommendations using Wells Fargo research, planning tools and simulation models, and deliver those recommendations through meetings and written client summary letters; clients may choose whether or how to implement recommendations and implementation through the firm’s brokerage or advisory programs is optional. Planning engagements are generally discrete rather than ongoing, and fees are negotiated based on the scope and complexity of the engagement.
Notably, the firm integrates advisory services with other financial product sales and referral channels—such as banking, securities‑based lending, trustee services and affiliated fund strategies—resulting in multiple compensation streams for advisors and referral payments to affiliated entities. WFAFN’s disclosure also highlights a range of advisor compensation arrangements (including recruitment payments, loan options, enhanced payouts, and a recently disclosed advisory earnings‑sharing arrangement) and a record of regulatory settlements that are relevant to its compliance and supervisory oversight.
Based on WELLS FARGO Advisors
Expertise
Based on WELLS FARGO Advisors
Location
111 South St, Ste 1
Oyster Bay NY 11771
Advisors at this office
3
Advisors at this office
James M
Series 63, Series 65
Oyster Bay, NY
Wells Fargo Advisors
James Marino is a financial advisor with Wells Fargo Advisors, holding Series 63 and Series 65 credentials and over 41 years of industry experience. He has been with Wells Fargo Advisors and its related entities since 2009. Marino also manages his own firm, Marino Wealth Management, LLC. Wells Fargo Advisors Financial Network serves individuals, trusts, and institutional clients, providing investment and fee-based financial planning services that include retirement, education, risk, and wealth-transfer planning. The firm uses Wells Fargo research and tools to develop tailored recommendations delivered through meetings and client summary letters.
Brian N
Series 66
Oyster Bay, NY
Wells Fargo Advisors
Brian Nerney is a financial advisor with Wells Fargo Advisors in Oyster Bay, NY, holding a Series 66 designation and seven years of industry experience. He has worked at Wells Fargo Advisors since 2019, including time with Wells Fargo Clearing and previously at Elad Group. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser that provides investment and fee-based financial planning services to individuals, trusts, and institutional clients. The firm offers a broad range of planning services including retirement, education, risk, and business-owner transition planning, using proprietary research and tools to develop tailored recommendations.
Maureen K
Series 63
Oyster Bay, NY
Wells Fargo Advisors
Maureen Kennedy is a financial advisor with Wells Fargo Advisors in Oyster Bay, NY, holding a Series 63 designation and bringing 37 years of industry experience. Her career includes multiple roles within Wells Fargo-affiliated firms dating back to 2009. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser that serves individuals, trusts, and institutional clients. The firm offers a broad range of financial planning services and integrates advisory solutions with other financial products and referral channels.
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