Rolling Hills Estates, CA Silver Spur Rd Office
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Wells Fargo Advisors
Institution
Firm-wide stats for Wells Fargo Advisors
About
Wells Fargo Advisors Financial Network is a large broker‑dealer and registered investment adviser affiliated with Wells Fargo that provides investment and fee‑based financial planning services to individuals, trusts, and institutional clients through a network of financial advisors. Its planning menu is broad and offered to clients who meet a net‑worth threshold, covering cash‑flow, retirement, education, risk and wealth‑transfer planning as well as niche services such as business‑owner transition planning, sports & entertainment planning, special‑needs analysis, and divorce planning that require specific advisor credentials.
Financial advisors develop tailored recommendations using Wells Fargo research, planning tools and simulation models, and deliver those recommendations through meetings and written client summary letters; clients may choose whether or how to implement recommendations and implementation through the firm’s brokerage or advisory programs is optional. Planning engagements are generally discrete rather than ongoing, and fees are negotiated based on the scope and complexity of the engagement.
Notably, the firm integrates advisory services with other financial product sales and referral channels—such as banking, securities‑based lending, trustee services and affiliated fund strategies—resulting in multiple compensation streams for advisors and referral payments to affiliated entities. WFAFN’s disclosure also highlights a range of advisor compensation arrangements (including recruitment payments, loan options, enhanced payouts, and a recently disclosed advisory earnings‑sharing arrangement) and a record of regulatory settlements that are relevant to its compliance and supervisory oversight.
Based on Wells Fargo Advisors
Expertise
Based on Wells Fargo Advisors
Location
500 Silver Spur Rd, Ste 101
Rolling Hills Estates CA 90275
Advisors at this office
7
Advisors at this office
William R
Series 63, Series 66
Rolling Hills Estates, CA
Wells Fargo Advisors
William Ruiz is a financial advisor with Wells Fargo Advisors, holding Series 63 and Series 66 credentials and possessing 31 years of industry experience. His prior roles include positions at Northwestern Mutual Investment Management, Fidelity, and TD Ameritrade. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser serving individuals, trusts, and institutional clients. The firm offers a broad range of investment and financial planning services, utilizing proprietary research and planning tools to develop tailored recommendations across diverse financial needs.
John A
Series 66
Rolling Hills Estates, CA
Wells Fargo Advisors
John Andraos is a financial advisor with Wells Fargo Advisors, holding a Series 66 designation and 18 years of industry experience. He has been with Wells Fargo Advisors since 2019 and previously worked at Wells Fargo Clearing from 2016 to 2019. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser affiliated with Wells Fargo that provides investment and fee-based financial planning services to individuals, trusts, and institutional clients. The firm offers a broad range of planning services using proprietary research and tools, serving clients who meet certain net-worth criteria.
Joshua K
Series 66
Rolling Hills Estates, CA
Wells Fargo Advisors
Joshua Kondo is a Series 66-licensed financial advisor with Wells Fargo Advisors. He has worked at Wells Fargo Advisors since 2021 and previously had a 19-year career in education spanning several schools and universities. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser that provides investment and financial planning services to individuals, trusts, and institutions. The firm offers a broad range of planning services, including niche areas like business-owner transition and special-needs planning, using proprietary research and tools to develop tailored client recommendations.
Phillip S
CFP®, Series 66
Rolling Hills Estates, CA
Wells Fargo Advisors
Phillip Schafer is a CFP®-credentialed financial advisor with 24 years of industry experience, currently with Wells Fargo Advisors since 2023. His prior experience includes roles at Wells Fargo Clearing and Merrill, spanning a total of 17 years. Schafer holds a 50% ownership in Compass Wealth Management LLC, a business unrelated to his primary firm. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser serving individuals, trusts, and institutional clients. The firm offers a broad range of financial planning services using proprietary research and tools, with planning engagements tailored to client needs and integrated with multiple financial product offerings.
Emily P
Series 66
Rolling Hills Estates, CA
Wells Fargo Advisors
Emily Perry is a financial advisor with Wells Fargo Advisors in Rolling Hills Estates, CA, holding a Series 66 designation and 20 years of industry experience. Her prior experience includes eight years at Merrill before joining Wells Fargo Advisors in 2017. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser affiliated with Wells Fargo, providing investment and fee-based financial planning services to individuals, trusts, and institutional clients through a broad range of planning offerings tailored to clients who meet specific net-worth criteria.
John B
Series 63, Series 65
Rolling Hills Estates, CA
Wells Fargo Advisors
John Bacich is a financial advisor with Wells Fargo Advisors, holding Series 63 and Series 65 licenses and bringing 33 years of industry experience. He previously worked at Citigroup Global Markets for nine years and at Wells Fargo Clearing before joining Wells Fargo Advisors in 2019. Outside of his advisory role, he owns Peninsula Group Inc., an investment-related business. Wells Fargo Advisors Financial Network is a large broker-dealer and registered investment adviser serving individuals, trusts, and institutions. The firm offers a broad range of financial planning and investment services, utilizing proprietary research and tools to develop tailored recommendations for clients.
Michelle N
Series 66
Rolling Hills Estates, CA
Wells Fargo Advisors
Michelle Nuttman is a Series 66-credentialed financial advisor with 22 years of industry experience, currently with Wells Fargo Advisors since 2019. She previously worked at Wells Fargo Clearing and Cetera Wealth Services, LLC. Outside of her financial advisory work, she serves as a notary public and assists with exercising and training horses in a self-employed capacity. Wells Fargo Advisors Financial Network provides investment and financial planning services to individuals, trusts, and institutional clients, offering a broad range of planning options that include retirement, education, risk management, and specialized services such as business-owner transition and divorce planning. The firm integrates advisory services with other financial products and referral channels through a network of over 4,000 advisors.
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