Topeka, KS SW Wanamaker Rd Office
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Wells Fargo Clearing
Institution
Firm-wide stats for Wells Fargo Clearing
About
Wells Fargo Advisors is a national securities firm that provides investment advisory services, financial planning, wrap‑fee programs and retirement plan consulting to individual, corporate and institutional clients, including pension and charitable organizations. The firm operates at large scale—reporting roughly $671 billion in assets under management and more than 14,000 financial advisors—and offers both brokerage and advisory solutions.
For retirement plans it offers a mix of non‑discretionary consulting and discretionary Plan Level Investment Selection 3(38) services, along with IPS development, investment search and recommendation, benchmarking, participant education and periodic performance reporting. The firm relies on research and analytics from Wells Fargo Investment Institute and third‑party databases and generally evaluates managers and options using diversification principles and modern portfolio theory, while noting that available investment options are typically limited to a plan’s custodian platform.
A noteworthy operational feature is the firm’s role in distributing and facilitating a range of other financial products through bank and insurance affiliates—such as deposit sweep options, lending and trustee services, and insurance/annuity arrangements—and the Form ADV discloses referral and product‑related compensation that can affect advisor incentives. The brochure also discloses several recent regulatory enforcement actions and settlements related to cash sweep disclosures, advisory billing and supervisory controls, which are material considerations for prospective clients.
Based on Wells Fargo Clearing
Location
2445 SW Wanamaker Rd Ste 100
Topeka KS 66614
Advisors at this office
4
Advisors at this office
Anne T
Series 66
Topeka, KS
Wells Fargo Clearing
Anne Thomas is a Series 66-licensed financial advisor with Wells Fargo Clearing, based in Topeka, KS. She has two years of industry experience, including her current role since 2022 and thirteen years prior at USD 330 Mission Valley. Wells Fargo Clearing specializes in retirement plan consulting for qualified ERISA and non-qualified deferred compensation plans. The firm offers services such as investment policy statement preparation, investment recommendations, performance reporting, and participant education, with an advisory process grounded in modern portfolio theory and tailored to plan-specific objectives and risk tolerances.
Judy T
Series 63, Series 65
Topeka, KS
Wells Fargo Clearing
Judy Thomas is a financial advisor with Wells Fargo Clearing in Topeka, KS, holding Series 63 and Series 65 designations and bringing 33 years of industry experience. She has worked at Wells Fargo Advisors and Wells Fargo Clearing since 2009. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions, utilizing research and analytics grounded in diversification principles and modern portfolio theory.
Delores K
Series 63, Series 65
Topeka, KS
Wells Fargo Clearing
Delores Kirkpatrick is a financial advisor with Wells Fargo Clearing in Frontenac, MO, holding Series 63 and Series 65 designations and bringing 45 years of industry experience. She has been with Wells Fargo Clearing since 2016 and previously worked at Wells Fargo Advisors LLC from 2009 to 2016. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA plans and non-qualified deferred compensation plans, offering both non-discretionary and discretionary services grounded in an IPS-driven approach and modern portfolio theory. The firm’s investment options include insurance-related vehicles and bank deposit sweep programs, distinguishing it from many large institutional advisers.
Kris W
CFP®, Series 63, Series 65
Topeka, KS
Wells Fargo Clearing
Kris Welborn is a CFP® with 31 years of industry experience, currently serving at Wells Fargo Clearing since 2016. He previously worked at Wells Fargo Advisors LLC from 2009 to 2016. Outside of his advisory role, he holds power of attorney responsibilities for his parents’ investment-related matters. Wells Fargo Clearing provides retirement plan consulting to qualified ERISA and non-qualified deferred compensation plans. The firm’s advisory process is IPS-driven and incorporates modern portfolio theory, offering a range of investment options including insurance-related vehicles and bank deposit sweep programs.
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