Waynesville, NC Walnut St Office
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WELLS FARGO Advisors
Institution
Firm-wide stats for WELLS FARGO Advisors
About
Wells Fargo Advisors is a national securities firm that provides investment advisory services, financial planning, wrap‑fee programs and retirement plan consulting to individual, corporate and institutional clients, including pension and charitable organizations. The firm operates at large scale—reporting roughly $671 billion in assets under management and more than 14,000 financial advisors—and offers both brokerage and advisory solutions.
For retirement plans it offers a mix of non‑discretionary consulting and discretionary Plan Level Investment Selection 3(38) services, along with IPS development, investment search and recommendation, benchmarking, participant education and periodic performance reporting. The firm relies on research and analytics from Wells Fargo Investment Institute and third‑party databases and generally evaluates managers and options using diversification principles and modern portfolio theory, while noting that available investment options are typically limited to a plan’s custodian platform.
A noteworthy operational feature is the firm’s role in distributing and facilitating a range of other financial products through bank and insurance affiliates—such as deposit sweep options, lending and trustee services, and insurance/annuity arrangements—and the Form ADV discloses referral and product‑related compensation that can affect advisor incentives. The brochure also discloses several recent regulatory enforcement actions and settlements related to cash sweep disclosures, advisory billing and supervisory controls, which are material considerations for prospective clients.
Based on WELLS FARGO Advisors
Location
52 Walnut St, Stes 3, 5 & 6
Waynesville NC 28786
Advisors at this office
5
Advisors at this office
Jenny H
CFP®, Series 63, Series 65
Waynesville, NC
Wells Fargo Clearing
Jenny Holland is a CFP® professional with 33 years of industry experience, currently affiliated with Wells Fargo Clearing since 2019. Her prior roles include positions at UBS Financial Services and multiple divisions of Morgan Stanley dating back to 2004. She serves as a trustee for Uncle's Flower Trust in Sylva, NC. Wells Fargo Advisors is a national securities firm offering investment advisory services, financial planning, and retirement plan consulting to individual, corporate, and institutional clients. The firm manages approximately $671 billion in assets and provides both brokerage and advisory solutions supported by research from Wells Fargo Investment Institute and third-party sources.
Larry E
CFP®, Series 66
Waynesville, NC
Wells Fargo Clearing
Larry East is a CFP® with 24 years of experience in the financial services industry. He has worked at Wells Fargo Clearing since 2016 and previously held positions at Wells Fargo Advisors LLC and A. G. Edwards & Sons, Inc. Outside of his advisory work, he has business activities related to ownership in local investment-related entities. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients. It offers a range of investment advisory services, financial planning, and retirement plan consulting, utilizing research from Wells Fargo Investment Institute and third-party databases to support its investment approach.
Jeffrey M
Series 66
Waynesville, NC
Wells Fargo Clearing
Jeffrey Muri is a financial advisor with Wells Fargo Clearing, holding a Series 66 designation and 18 years of industry experience. His prior roles include positions at LPL Financial, Invest Financial Corporation, and United Community Bank. Wells Fargo Advisors is a national securities firm offering investment advisory services, financial planning, and retirement plan consulting to individual, corporate, and institutional clients. The firm manages approximately $671 billion in assets and provides both brokerage and advisory solutions supported by extensive research and analytics.
Shannon C
Series 66
Waynesville, NC
Wells Fargo Clearing
Shannon Carlock is a financial advisor with Wells Fargo Clearing, holding a Series 66 designation and 20 years of industry experience. Her career includes roles at Wells Fargo Advisors LLC and A. G. Edwards & Sons, Inc. She is based in Waynesville, North Carolina. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions.
Mathew U
Series 66
Waynesville, NC
Wells Fargo Clearing
Mathew Underwood is a financial advisor with Wells Fargo Clearing in Waynesville, NC, holding a Series 66 designation and 18 years of industry experience. He previously worked at Edward Jones for 12 years before joining Wells Fargo in 2020. Wells Fargo Advisors is a national securities firm serving individual, corporate, and institutional clients with investment advisory services, financial planning, and retirement plan consulting. The firm manages approximately $671 billion in assets and offers both brokerage and advisory solutions supported by research from Wells Fargo Investment Institute and third-party providers.
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