Wendt Financial Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$87,675,295
Clients
40
68% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
40
HighAverage account size
$2,191,882
About
Wendt Financial Advisors, LLC is an independent, fee‑only registered investment adviser that provides discretionary investment management and comprehensive financial planning to individuals, couples, families, trusts, and estates. As of December 31, 2025 the firm managed approximately $87.7 million for about 40 clients and offers both ongoing portfolio management and standalone hourly or project‑based financial planning engagements.
The firm’s investment process centers on a written Investment Policy Statement and a long‑term, buy‑and‑hold orientation, emphasizing broad diversification across asset classes and modest tactical shifts when appropriate. Portfolios are typically implemented with exchange‑traded funds and no‑load mutual funds, monitored regularly, and reviewed with clients three or more times per year to align allocation with goals and risk tolerance.
Noteworthy characteristics include a solo, credentialed principal who holds CFP® and CIMA® designations and brings prior institutional experience supervising large asset pools, resulting in a relatively small client roster with high assets per client. Operationally the firm credits planning fees toward management if clients transition within 30 days, assesses a termination fee for engagements ended within the first year to cover implementation costs, and commonly recommends an institutional Schwab custody platform from which it receives certain non‑cash benefits.
Client services
Financial planning
Portfolio management
Expertise
Retirement income strategy
General retirement planning
Equity Recipients (RS/RSU, SOP, ESPP)
Charitable giving & philanthropy
Cash flow / budgeting
Occupation focus
Retired
Founder/Business Owner
Fee options
Flat project fees for financial planning vary by complexity; minimum comprehensive plan fee is $3,500
$0 - $2,000,000: 0.90% annually $2,000,000 - $5,000,000: 0.70% annually $5,000,000 - $10,000,000: 0.50% annually $10,000,000+: 0.30% annually
Financial Planning hourly rate: $350 per hour; Termination fee hourly rate: $250 per hour
Minimum fee: Minimum project fee for a comprehensive financial plan is $3,500 Fee-only: Fee-only adviser; does not accept commissions or other compensation
Main office location
Wendt Financial Advisors, LLC
Battle Creek MI, United States
Number of offices
1
Most active in
Wendt Financial Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Michigan · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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