West-East Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
West-East Wealth Management, LLC provides discretionary, personalized investment management to a range of clients including individuals, trusts, investment companies, pension plans, and corporations, with account design tailored to each client’s risk tolerance, time horizon, liquidity needs and tax considerations. The firm reported managing about $978,316 on a discretionary basis as of 12/31/2025 and does not participate in wrap fee programs.
The firm’s investment approach centers on long‑term fundamental value analysis informed by macroeconomic factors, while trading portfolios may use technical and chart‑based analysis; it offers distinct strategy types such as value, income, income‑producing options (cash‑secured puts and covered calls), and higher‑turnover speculative portfolios. Notably, West‑East employs derivatives and short‑term options in separately managed accounts — a practice that is relatively uncommon among investment‑manager firms — and manages client accounts solely on a discretionary basis.
Compared with many peers that concentrate on pooled or institutional mandates, West‑East accepts individual (including non‑high‑net‑worth) clients and documents bespoke Investment Policy Statements for each account, with daily reconciliations and scheduled quarterly and annual reviews. The firm also prefers custody with select brokerages (including Interactive Brokers) to access specific trading tools and may require particular brokerage accounts to implement certain strategies, which can affect execution and operational flexibility.
Client services
Expertise
Fee options
$0 - $1,000,000: 0.6% $1,000,000 - $5,000,000: 0.4% $5,000,000+: 0.2%
Account minimum: No minimum account balance required; however, there is a minimum annual fee of $1,000 applied to all accounts. Minimum fee: $1,000 minimum annual fee applied to all accounts Fee-only: Fees charged quarterly based on assets under management according to tiered schedule; no commissions or other compensation from sales of securities or investment products.
Main office
San Ramon CA
Advisors at this office
1
Most active in
California
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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