Westcenter Advisors Ltd
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Westcenter Advisors Ltd provides discretionary investment management, retirement-plan advisory (including ERISA 3(21) and 3(38) services), financial planning and public seminars and workshops. The firm’s clients may include individuals, high‑net‑worth clients, corporations, non‑profits and employer retirement plans; it reported no assets under management as of December 31, 2021.
Investment programs are developed from each client’s stated goals, time horizon and risk tolerance, with Westcenter exercising discretionary trading authority for managed accounts and conducting periodic reviews and monitoring. For employer plans the firm can act as either a limited‑scope 3(21) advisor or a fully discretionary 3(38) investment manager, and it offers financial planning on an hourly or fixed‑fee basis while hosting educational seminars that do not provide individualized tax or investment advice.
What distinguishes Westcenter from many peers is the combination of pension consulting (both 3(21) and 3(38) roles) and public educational workshops—services that are relatively uncommon among managers focused on pooled or institutional assets—and the firm’s willingness to provide planning billed hourly or by fixed fee in addition to asset‑based management. The firm’s president also conducts an affiliated insurance business and devotes a substantial portion of his time to that activity, a disclosed potential conflict of interest the brochure says is mitigated by fiduciary duties and client disclosures.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Expertise
Wealth management
Retirement plans for business owners (SEP, solo 401k)
General estate planning guidance
Cash flow / budgeting
Fee options
Between $250 and $1,250 for financial planning services
$0 - $100,000: 1.15% annually $100,001 - $250,000: 1.00% annually $250,001 - $500,000: 0.75% annually Over $500,000+: 0.50% annually
$100 per hour for financial planning services
Main office location
Westcenter Advisors Ltd
9900 Westpark Drive, Suite 265
Houston TX 77063, United States
Number of offices
1
Most active in
Westcenter Advisors Ltd has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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