Westchester Capital Management Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$501,815,772
Clients
445
Advisors
3
of 7 employees
About
Westchester Capital Management provides discretionary investment management primarily to individual and high‑net‑worth clients as well as family entities, pension and profit‑sharing plans, charitable organizations and small businesses. The firm also serves as an ERISA 3(38) investment manager for qualified retirement plans and offers a limited courtesy (non‑discretionary) service for client accounts held away from its primary custody arrangement.
Investment decisions are guided by fundamental analysis and a long‑term value‑oriented approach that seeks securities judged to be below intrinsic value and incorporates a margin‑of‑safety framework; portfolios are tailored to clients’ income, tax and legacy considerations and may reflect client‑imposed restrictions. Accounts are typically custodied at Schwab Institutional, and the adviser uses Schwab’s institutional tools including prime brokerage access to expand fixed‑income and new‑issue execution options while employing committee review for trade approvals.
Distinctive aspects include a compact advisory team managing over $550 million in discretionary assets, a formal Investment and Portfolio Committee process requiring consensus for additions to its recommended list, and a householding policy that aggregates related accounts for fee breakpoints. The firm does not vote client proxies on their behalf and documents ERISA‑required disclosures and fiduciary commitments for plan clients.
Client services
Expertise
Fee options
$0 - $2,500,000: 1.00% annually $2,500,001 - $5,000,000: 0.80% annually $5,000,001 - $7,500,000: 0.60% annually $7,500,001 - $10,000,000: 0.50% annually $10,000,001 - $15,000,000: 0.40% annually $15,000,001 - $20,000,000: 0.35% annually $20,000,001+: Negotiated
Account minimum: $100,000
Main office
801 North 96th St
Omaha NE 68114-2538
Advisors at this office
3
Most active in
Arizona · Colorado · Florida · Iowa · Kansas · Missouri · Nebraska · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Maximilian V
CFA®, Series 65
Omaha, NE
Westchester Capital Management Inc
Maximilian Vogt is a CFA® charterholder and holds a Series 65 license with nine years of industry experience. He has been with Westchester Capital Management Inc in Omaha, NE since 2016. Westchester Capital Management provides discretionary investment management primarily to individual and high-net-worth clients, family entities, pension and profit-sharing plans, charitable organizations, and small businesses. The firm uses a long-term, value-oriented investment approach based on fundamental analysis and maintains a collaborative committee process for portfolio decisions.
Cindy C
Series 65
Omaha, NE
Westchester Capital Management Inc
Cindy Christensen is a financial advisor at Westchester Capital Management Inc with 31 years of industry experience. She holds a Series 65 designation and has been with Westchester Capital Management since 2016. The firm provides discretionary investment management primarily to individual and high-net-worth clients, as well as family entities, pension and profit-sharing plans, charitable organizations, and small businesses. Westchester Capital Management follows a long-term, value-oriented investment approach guided by fundamental analysis and manages over $550 million in discretionary assets through a collaborative team process.
Donna E
Series 65
Omaha, NE
Westchester Capital Management Inc
Donna Erickson Nelson is a financial advisor at Westchester Capital Management Inc with 28 years of industry experience. She holds a Series 65 designation and has been with Westchester Capital Management since 2012. Westchester Capital Management provides discretionary investment management primarily to individual and high-net-worth clients, as well as family entities, pension and profit-sharing plans, charitable organizations, and small businesses. The firm employs a long-term value-oriented approach guided by fundamental analysis and tailors portfolios to clients’ income, tax, and legacy considerations.
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