Westchester Capital Management Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$628,137,440
Clients
449
Advisors
3
of 9 employees
About
Westchester Capital Management provides discretionary investment management and ongoing portfolio supervision to individuals (including high‑net‑worth clients), family entities, pension and profit‑sharing plans, charitable organizations and small businesses. The firm also serves as an ERISA 3(38) investment manager for qualified retirement plans and offers a limited, no‑fee courtesy account service that provides advice on money market and mutual fund cash alternatives.
The firm’s investment process emphasizes fundamental analysis and a value‑oriented, long‑term approach, constructing diversified portfolios of equities, fixed income and, when appropriate, mutual funds and ETFs while generally avoiding frequent trading or market timing. Investment and portfolio committees review the firm’s recommended holdings and proposed trades, and the firm typically executes and custodians client assets through a major institutional custodian with access to prime brokerage for certain fixed‑income executions.
What is distinctive about Westchester is its investment‑only focus: it does not provide standalone financial planning services and instead concentrates on portfolio management and fiduciary plan services, an arrangement that is less common among peer teams that often bundle planning. The firm also manages a substantial asset base (approximately $691 million) with a relatively small advisory staff under formal committee governance and does not vote client proxies, leaving voting responsibility with clients.
Client services
Expertise
Fee options
$0 - $2,500,000: 1.00% annually $2,500,001 - $5,000,000: 0.80% annually $5,000,001 - $7,500,000: 0.60% annually $7,500,001 - $10,000,000: 0.50% annually $10,000,001 - $15,000,000: 0.40% annually $15,000,001 - $20,000,000: 0.35% annually $20,000,001+: Negotiated
Account minimum: $100,000 Fee-only: Investment advisory fee charged based on tiered percentage of AUM; no commissions charged.
Main office
801 North 96th St
Omaha NE 68114-2538
Advisors at this office
3
Most active in
Arizona · Colorado · Florida · Iowa · Kansas · Missouri · Nebraska · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Maximilian V
CFA®, Series 65
Omaha, NE
Westchester Capital Management Inc
Maximilian Vogt is a CFA® charterholder and holds a Series 65 license with nine years of industry experience. He has worked at Westchester Capital Management Inc since 2016 and is part of a three-advisor team based in Omaha, NE. Westchester Capital Management provides discretionary investment management and portfolio supervision to individuals, family entities, pension and profit-sharing plans, charitable organizations, and small businesses. The firm focuses on a value-oriented, long-term investment approach emphasizing fundamental analysis and diversified portfolios, managing approximately $691 million with a small advisory staff under committee governance.
Cindy C
Series 65
Omaha, NE
Westchester Capital Management Inc
Cindy Christensen is a Series 65 licensed advisor with Westchester Capital Management Inc in Omaha, NE, where she has worked since 2016. She brings 31 years of industry experience to her role on the firm’s three-advisor team. Westchester Capital Management provides discretionary investment management and portfolio supervision to individuals, family entities, pension and profit-sharing plans, charitable organizations, and small businesses. The firm employs a value-oriented, long-term investment approach focused on fundamental analysis and diversification, managing approximately $691 million with an investment-only focus and formal committee governance.
Donna E
Series 65
Omaha, NE
Westchester Capital Management Inc
Donna Erickson Nelson is a Series 65-licensed financial advisor with Westchester Capital Management Inc in Omaha, NE. She has 28 years of industry experience and has worked at Westchester Capital Management since 2012. Westchester Capital Management provides discretionary investment management and ongoing portfolio supervision to individuals, family entities, retirement plans, charitable organizations, and small businesses. The firm uses a value-oriented, long-term investment approach focusing on diversified portfolios of equities, fixed income, mutual funds, and ETFs, with an investment-only focus that excludes standalone financial planning services.
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