A complete list of active advisors currently associated with Western Growers Financial Services, Inc.
Warmer can help you find a great advisor at Western Growers Financial Services, Inc. or one who fits your needs even better.
Western Growers Financial Services, Inc. provides investment management and comprehensive financial planning to individuals (including professionals, pre-retirees and retirees), trusts, pension and profit-sharing plans, and businesses. The firm reports about 281 clients, roughly $115.6 million in regulatory assets under management, and a three-advisor team, and offers portfolio management, manager selection, and written financial plans while accepting smaller accounts with no formal account minimum. The firm develops client-specific investment policies using fundamental analysis (with some technical inputs), recommends a mix of individual securities, mutual funds, and other instruments, and monitors accounts at least quarterly. It offers both discretionary and non‑discretionary services and frequently places or monitors clients with independent registered advisers; as disclosed, approximately $21.23 million is managed on a discretionary basis versus about $94.35 million managed non‑discretionarily. What distinguishes the firm from many peers is its dual registration and product mix: it operates as a state-registered investment adviser and a FINRA-member broker‑dealer that clears through Pershing LLC, and its representatives are also registered broker-dealer agents and licensed insurance producers. That structure means the firm may receive brokerage commissions and insurance-related compensation separate from advisory fees, and the brochure discloses how those revenue sources and occasional fee offsets are handled and monitored as potential conflicts of interest.
To learn more about the advisors currently working at Western Growers Financial Services, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Irvine, CA
| 11
| |
Irvine, CA
| 1
| |
Irvine, CA
| 28
|
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