A complete list of active advisors currently associated with Western Growers Financial Services

Warmer can help you find a great advisor at Western Growers Financial Services or one who fits your needs even better.

Western Growers Financial Services, Inc. provides investment management and financial planning to individuals — with a focus on professionals, pre‑retirees and retirees — as well as trusts, estates, businesses and qualified retirement plans. The firm also operates as a broker‑dealer and offers insurance products, so clients can receive both fee‑based advisory services and commissionable brokerage or insurance implementations. The firm develops individualized investment policies, continuously monitors portfolios, and may manage accounts directly or select and monitor third‑party independent advisers on a client’s behalf, using fundamental analysis across a broad range of securities. It accepts smaller accounts than many independent managers and reports about $130 million in discretionary assets and roughly $23.7 million managed on a non‑discretionary basis, indicating a notable non‑discretionary segment of its business. As a subsidiary of Western Growers that is dually registered as a FINRA‑member broker‑dealer, the firm’s advisory personnel are also able to act as registered representatives and licensed insurance agents, a combination that is uncommon among peers. That dual role results in potential conflicts disclosed in the brochure — including receipt of commissions and insurance compensation and occasional fee offsets for commissionable business — which prospective clients should weigh when deciding how to implement recommendations.

To learn more about the advisors currently working at Western Growers Financial Services, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.