Westlake Asset Management, LLC

Westlake Asset Management provides discretionary and non‑discretionary asset management focused on building portfolios for yield and appreciation across public and private debt and equity. The firm also accepts sub‑advisory assignments from other advisers and generally targets high‑net‑worth investors and institutional outsourcing relationships rather than mass retail clients.

The firm describes an active management process that begins with client meetings to assess goals, risk tolerance and existing holdings, then applies tailored allocations, ongoing monitoring and periodic rebalancing. Investment decisions are informed by a combination of fundamental, technical and cyclical analysis and may include alternative investments and private market exposures.

Noteworthy distinctions in the brochure include the availability of performance‑based fee arrangements and the firm’s explicit capability to manage private debt and equity strategies and act as a sub‑advisor, features that are less common among firms of this size. The filing also discloses that the firm’s principal maintains outside broker‑dealer and investment‑banking roles and potential commission income, which the firm says it monitors for conflicts, and that it reported no assets under management in its most recent ADV.