Westlake Capital Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Westlake Capital Inc. is a small independent investment adviser managing about $47 million for roughly a dozen clients, including high‑net‑worth individuals, living trusts, retirement plans, and endowment/charitable organization accounts. The firm provides personalized portfolio management across traditional asset classes—equities, ETFs, gold, and fixed income—and offers both supervisory (client‑approval) and limited discretionary services.
The firm establishes investment objectives through an initial data‑gathering process and periodic reviews, then applies asset allocation, diversification, and stock selection to pursue total return consistent with client risk profiles. Investment decisions draw on a mix of external economic research and internal fundamental and technical analysis; the firm screens a small universe of roughly 50 stocks (about 30 closely followed) and classifies holdings as Buy, Hold, or Sell.
Noteworthy features relative to peers include a predominance of supervisory/non‑discretionary assets (the firm reports only a small portion of discretionary accounts) and an explicit focus on charitable/endowment clients alongside private clients, which is less common among similar independent advisers. The firm is longstanding and privately owned, adheres to a formal code of ethics aligned with CFA asset manager guidance, relies on institutional research relationships, and leaves proxy voting to clients.
Client services
Expertise
Fee options
$0 - $1,000,000: 1% $1,000,000 - $6,000,000: 0.5% of 1% (i.e., 0.5%)
Account minimum: $200,000 Minimum fee: Minimum annual fee $2,000
Main office
1800 Bridgegate Street, Ste 106
Westlake Village CA 91361
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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