Westlake Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Westlake Wealth Management provides discretionary and non‑discretionary portfolio management and financial planning services to individual and high‑net‑worth clients, including guidance on retirement rollovers and investments in equities, mutual funds, and ETFs. The firm charges advisory fees based on assets under management and relies on custodian statements for account reporting and quarterly reviews.
Investment advice is tailored to each client and draws on a mix of modern portfolio theory, fundamental and technical analysis, and both long‑ and short‑term trading approaches. The firm also implements options and other derivatives in separately managed accounts and describes specific option‑trading risks and procedures in its policies.
Distinctive features include the firm’s explicit use of derivatives within client accounts, which is uncommon among comparable supported firms, and a documented framework addressing option risks. The advisory team includes multiple CFP certificants and several advisors who are separately licensed to sell insurance, a combination the brochure discloses as creating potential commission‑based conflicts.
Client services
Expertise
Fee options
$0 - $1,249,999.99: 1.75% $1,250,000 - $2,249,999.99: 1.50% $2,250,000 - $3,249,999.99: 1.35% $3,250,000 - $4,499,999.99: 1.20% $4,500,000 - $6,999,999.99: 1.00% $7,000,000 - $9,999,999.99: 0.85% $10,000,000+: 0.75%
Certain persons affiliated with the firm earn commissions from selling insurance products separate from advisory fees.
Main office
600 Stewart Street, Suite 400
Seattle WA 98101
Advisors at this office
4
Most active in
California · Oregon · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Huey L
CFP®, Series 63, Series 65
Seattle, WA
Westlake Wealth Management LLC
Huey Luu is a CFP® professional with 27 years of industry experience, currently serving at Westlake Wealth Management LLC since 2020. Prior to that, he spent 20 years at Ameriprise. In addition to his advisory role, he is an independent insurance agent based in Seattle, WA. Westlake Wealth Management provides discretionary and non-discretionary portfolio management and financial planning services to individual and high-net-worth clients. The firm’s investment approach incorporates modern portfolio theory, fundamental and technical analysis, and uses options and derivatives within client accounts, supported by documented risk management procedures.
Winston C
Series 65, Series 66
Seattle, WA
Westlake Wealth Management LLC
Winston Chen is a financial advisor at Westlake Wealth Management LLC in Seattle, WA, with 11 years of industry experience. He holds Series 65 and Series 66 designations and has worked at Westlake Wealth Management and Apic, among other firms. Westlake Wealth Management provides discretionary and non-discretionary portfolio management and financial planning services to individual and high-net-worth clients. The firm uses a combination of modern portfolio theory, fundamental and technical analysis, and options strategies within separately managed accounts.
Timothy K
CFP®, Series 63, Series 65
Seattle, WA
Westlake Wealth Management LLC
Timothy Khin is a CFP® with 33 years of industry experience currently serving at Westlake Wealth Management LLC. Prior to joining Westlake in 2026, he worked at Ameriprise Financial Services, Inc. for 33 years. In addition to his financial advisory role, he holds a real estate license and is an agent with Preview Properties. Westlake Wealth Management provides portfolio management and financial planning services to individual and high-net-worth clients, using a combination of modern portfolio theory, fundamental and technical analysis, and both long- and short-term trading strategies. The firm incorporates options and other derivatives in client accounts and offers tailored investment advice.
Christopher G
CFP®, Series 63, Series 65
Seattle, WA
Westlake Wealth Management LLC
Christopher Gemmill is a Certified Financial Planner (CFP®) with 30 years of experience in the financial services industry. He has worked at Westlake Wealth Management LLC since 2021 and previously spent 22 years with Ameriprise Financial Services, Inc. Gemmill serves as President of the Alterra Condo Owners Association in Seattle. Westlake Wealth Management provides discretionary portfolio management and advisory services to individual and high-net-worth clients, offering tailored investment strategies that include equities, mutual funds, ETFs, and options. The firm employs both technical and fundamental analysis along with modern portfolio theory, managing approximately $61.7 million for about 97 clients.
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