Westlake Wealth Management, LLC
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About
Westlake Wealth Management provides discretionary investment advisory and portfolio management services to individuals (including high‑net‑worth clients), as well as corporations, pension and profit‑sharing plans, trusts, estates, and charitable organizations. The firm also offers plan‑level 401(k) services — including mutual fund/ETF lineup selection, recommendations of custodians/record‑keepers, and participant education workshops — and documents client objectives and guidelines prior to implementing strategies.
Investment decisions are implemented under discretionary agreements and are guided by both fundamental and technical analysis across equities, fixed income, mutual funds, ETFs, international securities and interests in real‑estate partnerships. Accounts are monitored on an ongoing basis (the firm describes daily reviews and annual asset allocation reviews), trades are routed through Charles Schwab and the firm has written policies for order aggregation and prompt correction of trade errors.
What is noteworthy for a firm of this size is its fee‑only model combined with a small advisor team that brings atypical professional breadth — including legal and public‑pension tax‑policy experience on one side and CPA/CFA credentials on the other — which the brochure cites as part of its advisory resources. The brochure also discloses a few nonstandard practices for a boutique advisory firm, such as a flat monitoring fee arrangement for a client‑directed account and an explicit offering of 401(k) plan administration and participant education in addition to household portfolio management.
Client services
Expertise
Fee options
Flat annual fee of $500 for one client’s account monitoring.
$0 - $5,000,000: 1.00% $5,000,001 - $8,000,000: 0.95% $8,000,001 - $10,000,000: 0.80% over $10,000,000+: 0.60%
Minimum fee: One client has a flat annual fee of $500 to monitor an account entirely determined by the client. Fee-only: Fee-only advisory firm compensated only by clients; no commissions or other compensation.
Main office
4346 SE Lincoln Street
Portland OR 97215
Advisors at this office
2
Most active in
Oregon
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Yong Y
Series 63, Series 66
Portland, OR
Westlake Wealth Management, LLC
Yong Yang is a financial advisor at Westlake Wealth Management, LLC in Portland, OR, with 15 years of industry experience. He has been with Westlake Wealth Management since 2009. Yang holds the Series 63 and Series 66 designations. Westlake Wealth Management provides discretionary investment advisory services to individuals, trusts, estates, corporations, pension and profit-sharing plans, and charitable organizations. The firm offers institutional-style 401(k) plan services alongside retail portfolio management, employing fundamental and technical analysis across various asset classes.
Zhe L
Series 66
Portland, OR
Westlake Wealth Management, LLC
Zhe Liao is a financial advisor with Westlake Wealth Management, LLC in Portland, OR, holding a Series 66 designation and 18 years of industry experience. He has been with Westlake Wealth Management since 2012. Westlake Wealth Management provides discretionary investment advisory services to individuals, trusts, estates, corporations, pension and profit-sharing plans, and charitable organizations. The firm offers 401(k) plan services, combining fundamental and technical analysis across various asset classes, and manages accounts on a discretionary, fee-only basis with institutional-style plan support despite its small, two-advisor structure.
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