Westside Investment Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$762,093,964
Clients
839
Advisors
7
across 2 offices
About
Westside Investment Management serves a mix of individual clients (including high‑net‑worth households), pension and profit‑sharing plans, business entities, trusts, estates and charitable organizations. The firm offers discretionary investment management, financial planning and consulting, retirement plan consulting, manager‑of‑managers solutions (including SEI-sponsored managed account and mutual fund allocation programs), and advice on private investment funds.
The firm generally implements client strategies through asset allocation models, manager selection and ongoing monitoring, using fundamental, technical, charting and cyclical analysis and periodic rebalancing; it also provides money‑manager search and monitoring via platforms such as LPL’s Manager Access Select. Westside discloses use of options, covered‑call strategies and structured notes (typically for hedging or tailored exposure), and it may employ margin or pledged‑asset loans and AI tools as part of its advisory work, with ESG considerations implemented only at a client’s direction.
Compared with many peers, the brochure notes several less common practices: potential participation in wrap‑fee programs, explicit use of derivatives and borrowing within separately managed accounts, and the purchase of structured notes — each of which the firm describes together with associated risks and conflict‑of‑interest considerations. The firm’s disclosures also document receipt of vendor support and occasional Additional Benefits to facilitate client events and participation in referral programs, and it discloses using endorsements and testimonials in its advertising.
Client services
Expertise
Fee options
Fixed fees may be charged for financial planning and consulting services depending on scope.
$0+: Up to 1.50% annually for investment advisory services $0+: 0% to 1.50% annually for Managed Accounts Program and Mutual Fund Allocation Program (excluding SEI’s program fee) $0+: 0% to 1.50% annually for Money Manager Search and Monitoring $0+: 0.10% to 1.00% annually for Retirement Consulting, depending on plan size and services requested
Clients can engage representatives as registered representatives of LPL on a commission basis; commissions vary and no advisory fee is charged on commission products.
Hourly rates for financial planning and consulting services may be charged depending on scope.
Fee-only: Financial planning and consulting fees may be charged hourly or fixed rate depending on scope and level of service.
Main office
See office2444 Wilshire Boulevard, Suite 303
Santa Monica CA 90403
Advisors at this office
5
Offices (2)
Most active in
Arizona · California · Florida · Hawaii · Louisiana · Nevada · Oklahoma · Oregon · Texas · Washington
Also doing business as
Westside Investment Management · Westside Investment Management, Inc. · Westside Investment Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
James F
ChFC®, Series 63
Santa Monica, CA
Westside Investment Management, LLC
James Frawley is a financial advisor at Westside Investment Management, LLC with 28 years of industry experience. He holds the ChFC® and Series 63 designations and has worked at Westside Investment Management since 2015, as well as LPL Financial since 2004. Westside Investment Management provides discretionary portfolio management, financial planning, and retirement plan consulting to individuals, trusts, estates, charities, and plan sponsors. The firm employs a range of investment strategies including equities, fixed income, mutual funds, ETFs, options, derivatives, and alternative investments, and participates in specialized programs such as SEI’s Managed Accounts Program.
Sky R
Series 63, Series 66
Santa Monica, CA
Westside Investment Management, LLC
Sky Rylant is a financial advisor at Westside Investment Management, LLC with 20 years of industry experience. He holds the Series 63 and Series 66 designations and has been with Westside since 2012. Westside Investment Management provides discretionary portfolio management, financial planning, and retirement plan consulting to individuals, trusts, estates, charities, and plan sponsors. The firm employs a range of investment strategies including equities, fixed income, mutual funds, ETFs, options, and derivatives, and participates in specialized third-party programs such as SEI’s Managed Accounts Program.
Noah C
Series 63, Series 65
Oklahoma City, OK
Westside Investment Management, LLC
Noah Cornish is a financial advisor at Westside Investment Management, LLC in Oklahoma City, holding Series 63 and Series 65 licenses with 32 years of industry experience. He has worked at LPL Financial LLC and Westside Investment Management since 2014. Outside of advising, he is the owner of Noah Energy, an LLC established in 2024. Westside Investment Management provides discretionary portfolio management, financial planning, and retirement plan consulting to individuals, trusts, estates, charities, and plan sponsors. The firm employs a range of investment strategies including equities, fixed income, mutual funds, ETFs, options, and derivatives, and participates in select third-party programs such as SEI’s Managed Accounts Program.
David C
Series 63, Series 65
Oklahoma City, OK
Westside Investment Management, LLC
David Clark is a financial advisor at Westside Investment Management, LLC with 33 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Westside since 2015, also maintaining a long tenure at LPL Financial since 2004. Outside of his advisory work, Clark is involved in a non-investment business, Calumet Industries, based in Oklahoma. Westside Investment Management offers discretionary portfolio management, financial planning, and retirement plan consulting to individuals, trusts, estates, charities, and plan sponsors. The firm employs a range of investment strategies including equities, fixed income, mutual funds, ETFs, and derivatives, and participates in specialized third-party programs and wrap-fee arrangements.
Vetea R
Series 66
Santa Monica, CA
Westside Investment Management, LLC
Vetea Ribet is a financial advisor at Westside Investment Management, LLC with 18 years of industry experience. He holds a Series 66 designation and has been with Westside Investment Management since 2010. Ribet also has a long tenure with LPL Financial dating back to 2007. Westside Investment Management provides discretionary portfolio management, financial planning, and retirement plan consulting to individuals, trusts, estates, charities, and plan sponsors. The firm employs a diversified investment approach, including equities, fixed income, mutual funds, ETFs, options, and structured products, and participates in select third-party managed account programs.
Sienna Y
Series 66
Santa Monica, CA
Westside Investment Management, LLC
Sienna Yoshida is a financial advisor with Westside Investment Management, LLC in Kahului, HI, holding a Series 66 designation and 26 years of industry experience. She has been with Westside Investment Management and LPL Financial LLC since 2013. Westside Investment Management provides discretionary portfolio management, financial planning, and retirement plan consulting to individuals, trusts, estates, charities, and plan sponsors. The firm employs a range of investment strategies, including equities, fixed income, derivatives, and alternative investments, and participates in specialized programs such as SEI’s Managed Accounts Program.
Mark C
Series 63, Series 65
Santa Monica, CA
Westside Investment Management, LLC
Mark Cohen is a financial advisor at Westside Investment Management, LLC in Santa Monica, CA, holding Series 63 and Series 65 licenses with 38 years of industry experience. He has been with Westside Investment Management since 2010 and also maintains an affiliation with LPL Financial. Outside of his advisory work, Cohen owns two non-investment-related businesses, Milldog Inc. and Alipony Racing. Westside Investment Management provides discretionary portfolio management, financial planning, and retirement plan consulting to individuals, trusts, estates, charities, and plan sponsors. The firm employs a diverse investment approach that includes equities, fixed income, mutual funds, ETFs, options strategies, derivatives, and private fund investments, and it participates in select third-party programs such as SEI’s Managed Accounts Program.
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