A complete list of active advisors currently associated with Whale Shark Financial LLC
Warmer can help you find a great advisor at Whale Shark Financial LLC or one who fits your needs even better.
The firm provides discretionary portfolio management and financial planning services to individual clients, including high-net-worth individuals, and reports no account minimums. It manages approximately $7.4 million across a small client base (14 clients) and advises on a range of securities including mutual funds, ETFs, equities, fixed income, real estate funds, non-U.S. securities and private placements. Investment decisions are informed by fundamental analysis and modern portfolio theory and implemented primarily through long-term, discretionary trading guided by an Investment Policy Statement tailored to each client. The firm seeks discretionary authority, conducts quarterly reviews performed by a designated reviewer, and delivers quarterly custodian reports; financial planning engagements are generally delivered as a one-time plan unless additional services are requested. Notable for its scale, the firm maintains a set of formalized operational practices—such as a written Code of Ethics, proxy voting policies, and an explicit fiduciary acknowledgment for retirement accounts—while managing all client assets in-house rather than selecting third‑party managers. It also uses execution and custody arrangements that may include recommended custodians and potential soft-dollar research benefits, and it does not aggregate trades across client accounts, practices that can affect execution and research access.
To learn more about the advisors currently working at Whale Shark Financial LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Ann Arbor, MI
| 9
|
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