A complete list of active advisors currently associated with Whalen Financial

Warmer can help you find a great advisor at Whalen Financial or one who fits your needs even better.

Whalen Financial provides discretionary portfolio management and financial planning to individuals, high‑net‑worth clients, pension and profit‑sharing plans, charitable organizations, and corporate clients, managing about $223 million for roughly 391 clients with a five‑advisor team. Services include creation of individualized Investment Policy Statements, ongoing portfolio management, referral/selection of third‑party managers, and tools to manage held‑away retirement plan accounts. The firm documents client goals and risk tolerances in an IPS and generally manages accounts under discretionary authority, applying fundamental analysis and modern portfolio theory across both long‑ and short‑term trading approaches with quarterly reviews and custodian statements. Whalen Financial integrates third‑party platforms into its process — including a connection to a held‑away account platform and participation in a model‑marketplace that offers Altruist‑generated and third‑party model portfolios and tax‑management tools — and may use those models when managing client accounts. Noteworthy distinctions disclosed in the brochure include the firm’s use of hypothetical performance illustrations in its materials, an uncommon practice among peers that warrants review of underlying assumptions and methodology. The firm also discloses multiple outside business activities — commissionable insurance sales, a separate tax/accounting business, and a publishing venture — and states those relationships and any resulting conflicts are documented for clients; it also notes there is no account minimum for its services.

To learn more about the advisors currently working at Whalen Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.