Wharton Wealth Planning, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Wharton Wealth Planning, LLC provides fee-only investment management, financial planning, and investment consulting to individuals, families, trusts, small businesses, and charitable organizations. The firm offers both discretionary and non-discretionary portfolio management alongside fixed-fee financial planning and one-time portfolio reviews.
The firm’s investment approach emphasizes asset allocation and diversification, combining growth and value equity selection, mutual fund/ETF due diligence, and quantitative and technical analysis, while following the CFP Board financial planning process; accounts are reviewed at least quarterly with periodic rebalancing and monitoring. Wharton generally focuses on high-net-worth household relationships (it typically requires a $2 million household minimum) and supports client-directed brokerage arrangements as well as custodial accounts at Interactive Brokers or Charles Schwab.
Noteworthy features include a small client base and approximately $37 million in assets under management, reflecting concentrated, larger-client relationships, and the practice’s maintenance of an active insurance license for professional education without offering insurance services or accepting related commissions. The firm also does not typically vote client proxies (clients receive and vote their own proxies), discloses that directed brokerage may limit aggregation benefits, and emphasizes avoidance of third‑party compensation and CFP Board ethical standards.
Client services
Expertise
Fee options
Full financial planning flat fees between $3,500 and $15,000 based on complexity; fees due upon commencement.
$0 - $2,999,999.99: 0.90% $3,000,000 - $4,999,999.99: 0.80% $5,000,000+: 0.70%
Investment consulting fixed fees ranging from $2,000 to $15,000 depending on portfolio complexity; fees charged in advance.
Account minimum: $2 million Fee-only: Annual advisory fees based on assets under management starting at 0.90% for up to $2,999,999.99, 0.80% for $3,000,000 to $4,999,999.99, and 0.70% for over $5,000,000, billed quarterly in arrears.
Main office
3 Columbus Circle, Floor 15
New York NY 10019
Advisors at this office
1
Most active in
New Jersey · New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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