Whiteswan Trading Corporation
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Whiteswan Trading provides investment advisory services, financial planning, and hourly consultations to individual and business clients, and also offers insurance and real estate services. These services are delivered through an appropriately licensed investment adviser representative and include portfolio management, retirement and education planning, and cash‑flow and business planning.
The firm’s investment approach emphasizes value investing and strategic asset allocation, supplemented by fundamental, technical, and charting analysis, with discretion to tailor portfolios to client circumstances and special situations. Whiteswan Trading typically advises on exchange‑listed securities, ETFs, equities and options and actively monitors accounts with periodic reviews and rebalance conversations.
Distinctive features disclosed in the brochure include that the adviser is licensed to sell insurance and real estate and receives commissions from insurance companies and real estate brokers, a mix of brokerage and advisory activities the firm identifies as potential conflicts of interest. The firm also makes performance‑based fee arrangements available to qualified clients under a high‑water‑mark structure and requires use of a designated custodian platform for trading and custody; the brochure notes proxy voting is left to clients.
Client services
Expertise
Fee options
Financial planning fees range from $500 to $3,000, fixed fee depending on complexity
Commissions received through insurance and real estate transactions
$200/hour for regular consultation, $300/hour for urgent consultation
15% of capital appreciation exceeding 10% annual return for qualified clients
Fee-only: Hourly consultation fees: $200/hour for regular appointment, $300/hour for urgent appointment
Main office
447 Sutter St Ste 405 Pmb 191
San Francisco CA 94108
Advisors at this office
1
Most active in
California
Also doing business as
Whiteswan Trading Corporation · Whiteswan Trading LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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