WHN Investor Services, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
WHN provides discretionary investment management to high-net-worth individuals and offers institutional consulting to corporate retirement plans. Services include customized portfolio management and written investment policy statements for individuals, and asset-allocation advice, manager searches, and trustee/custodian search services for institutional clients.
The firm builds customized portfolios generally composed of 25–30 individual holdings with an emphasis on large-cap, dividend-paying stocks and, as needed, U.S. Treasuries or high-quality corporate bonds; ETFs and mutual funds are used only infrequently. Clients receive a signed Investment Policy Statement, ongoing monitoring against customized benchmarks, and regular reporting, while the adviser typically executes trades on a discretionary basis through an established custodian relationship.
WHN is notable among small independent advisers for providing pension consulting and manager-search services to institutional retirement plans, a service offering that fewer peers provide. The firm has operated in an advisory capacity since the early 1990s and combines that long tenure with a hands-on, manager-selection and custodian-evaluation focus that complements its individualized equity-focused portfolio construction.
Client services
Expertise
Fee options
Consulting Services fees usually quoted as flat fees, subject to negotiation, paid quarterly in advance, specific amounts not stated.
$1 - $10 million: 0.90% $10 million+: Negotiable
Account minimum: $1,000,000
Main office
300 N. Corporate Dr.
Brookfield WI 53045
Advisors at this office
1
Most active in
Wisconsin
Also doing business as
Whn Investor Services, Inc. · Wm. H. Niewoehner & Co., Inc. · Wm. H. Niewoehner & Company, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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