Wiara Investment Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Wiara Investment Management, LLC is a fee‑only, state‑registered investment adviser that provides primarily discretionary investment management and portfolio oversight to individuals (including both non‑high‑net‑worth and high‑net‑worth clients) and small businesses, and it may provide non‑discretionary supervisory services on occasion. The firm charges asset‑based fees billed quarterly in advance, a fee model common among managers of this type.
The firm develops written investment policy statements and a portfolio “blueprint” based on each client’s financial background, goals, time horizon and risk tolerance, and offers four primary strategies that include both strategic and tactical styles as well as a proprietary Pyxis dynamic asset‑allocation model. Portfolios may hold mutual funds, ETFs, closed‑end funds, individual stocks, options and bonds, and the adviser routinely discusses cash flow, insurance and planning topics as part of ongoing management without charging additional fees for planning work.
Distinctive features include a small, sole‑advisor structure with continuous account monitoring and quarterly reviews by the designated adviser, which creates a highly hands‑on management model uncommon for firms that otherwise resemble pooled‑asset managers. The combination of serving non‑HNW and HNW individual clients, willingness to use individual securities and options, and deployment of a proprietary dynamic allocation process sets the firm apart from many peers focused primarily on pooled or institutional mandates.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.80% $2,000,001+: 0.60%
Account minimum: $1,000,000 Minimum fee: $1,000 minimum annual fee Fee-only: Fee-only investment management services; no commissions charged
Main office
806 Valley Road, Suite 14
Menasha WI 54952
Advisors at this office
1
Most active in
Wisconsin
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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