Wickham Financial & Insurance Services
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Wickham Financial Group provides comprehensive portfolio management and financial planning to individual and high‑net‑worth clients, and offers retirement plan consulting to employer plan sponsors. The firm reports approximately $193 million in regulatory assets under management and serves both individual accounts and pension/profit‑sharing plans.
The firm constructs individualized portfolios using a mix of fundamental, technical, quantitative and sector analysis, and monitors accounts on at least an annual basis while allowing clients to impose investment restrictions. A notable operational approach is the use of a third‑party Pontera platform to manage held‑away accounts, enabling managed access to outside custodial accounts without the firm taking direct custody.
What distinguishes Wickham from many peers is that a majority of its regulatory AUM is managed non‑discretionarily (roughly 60%), a structure that is uncommon among supported firms, and that its representatives also act as licensed insurance agents/brokers and offer commissionable insurance products — a disclosed potential conflict of interest. The firm also provides ERISA‑compliant retirement plan consulting and discloses platform and custodian relationships used to support its advisory services.
Client services
Expertise
Fee options
Up to 1.55% annually
Main office
331 Washington Avenue NE
Marietta GA 30060
Advisors at this office
3
Most active in
Georgia · North Carolina · Texas
Also doing business as
Wickham Financial & Insurance Services · Wickham Financial Group, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Graham W
Series 63, Series 66
Marietta, GA
Wickham Financial & Insurance Services
Graham Wickham is a financial advisor at Wickham Financial & Insurance Services with 32 years of industry experience. He holds Series 63 and Series 66 licenses and has worked in various capacities at firms including Carter Terry & Company Inc. and The Wickham Agency Inc., the latter of which he took over from his father and continues to operate as an independent insurance agency offering commercial and personal lines of insurance. Wickham Financial Group provides portfolio management and financial planning services to individual and high-net-worth clients, as well as retirement plan consulting to employer plan sponsors. The firm manages approximately $193 million in assets and employs a mix of fundamental, technical, quantitative, and sector analysis to construct individualized portfolios, with a majority of assets managed on a non-discretionary basis.
Jennifer S
Series 66
Marietta, GA
Wickham Financial & Insurance Services
Jennifer Smalley is a financial advisor with Wickham Financial & Insurance Services in Marietta, GA. She holds a Series 66 designation and has 11 years of industry experience, including nine years at Thrivent Financial and ten years at Thrivent Investment Management Inc. Wickham Financial Group provides comprehensive portfolio management and financial planning to individual and high-net-worth clients, as well as retirement plan consulting to employer plan sponsors. The firm manages approximately $193 million in regulatory assets and uses a combination of fundamental, technical, quantitative, and sector analysis to construct individualized portfolios, with a majority of assets managed on a non-discretionary basis.
Michael B
Series 66
Marietta, GA
Wickham Financial & Insurance Services
Michael Beecher is a financial advisor at Wickham Financial & Insurance Services in Marietta, GA, with 26 years of industry experience. He holds the Series 66 designation and has worked at Wickham Financial since 2020, following five years at Carter Terry & Company Inc. Outside of his advisory role, Beecher serves as chairman of the Friends of the NRA Northwest Metro Georgia chapter, overseeing an annual fundraising program. Wickham Financial Group provides comprehensive portfolio management and financial planning to individual and high-net-worth clients, along with retirement plan consulting for employer plan sponsors. The firm combines fundamental, technical, quantitative, and sector analysis to construct individualized portfolios and utilizes a third-party platform to manage held-away accounts without taking direct custody.
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