Wieder Financial Corp.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Wieder Financial Corp. is a small, state-registered independent adviser that provides investment advice to individual clients and offers paid financial planning. The firm operates through a co‑advisory arrangement with a third‑party money manager and, as disclosed in the brochure, did not directly manage client funds as of June 6, 2025.
The firm’s investment approach emphasizes broad-based asset categories implemented primarily through funds‑of‑funds, mutual funds and ETFs to capture market returns and avoid alternative investments such as commodities or private equity. Portfolio implementation and day‑to‑day trading are handled through the selected money manager, while the firm monitors accounts, reviews managed accounts monthly, and recommends custodians rather than acting as a broker‑dealer.
Notable firm characteristics include that the principal is a licensed attorney who also owns a title insurance business and allocates a substantial portion of time to those non‑advisory activities, and the firm discloses receiving fee‑sharing/referral arrangements with other money managers. The brochure also notes the firm does not vote client proxies or produce regular client reports, does not maintain custody of client assets, and may occasionally earn insurance commissions for insurance sales.
Client services
Expertise
Fee options
Financial planning services: $1,000 flat fee; Free Market Investment Analysis (FMIA): $500 flat fee
$0 - $1,000,000: 1% annually $1,000,000 - $5,000,000: 0.75% annually $5,000,000+: 0.5% annually
Fee-only: Financial planning services: $1,000 flat fee, fully refundable if unsatisfied; Free Market Investment Analysis (FMIA): $500 flat fee, fully refundable if client not satisfied or chooses not to follow recommendations
Main office
35 East Grassy Sprain Road Suite 403
Yonkers NY 10710
Advisors at this office
1
Most active in
New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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