Boston, MA Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
WinCap Financial LLC
Team
Firm-wide stats for WinCap Financial LLC
About
WinCap Financial provides wealth management, discretionary investment management and financial planning services to individuals, high‑net‑worth individuals, trusts and estates. The firm builds portfolios using ETFs, mutual funds, individual stocks and bonds and also makes referrals to outside specialists when appropriate.
WinCap employs both fundamental and technical analysis and generally pursues a long‑term oriented, customized asset allocation for each client while trading tactically when warranted by market conditions or client needs. The firm discloses sponsorship of a wrap fee program that bundles normal securities transaction costs into its asset‑based advisory fee and bills fees quarterly in advance.
Compared with many peer teams, WinCap operates across multiple offices and discloses payment to third‑party promoters for client referrals and the use of endorsements in its advertising. The brochure also highlights that advisory persons may be licensed insurance professionals who earn commissions for insurance sales and that the firm may invest in higher‑volatility options such as digital assets and cryptocurrency ETFs for clients with appropriate risk tolerances.
Based on WinCap Financial LLC
Location
55 Union Street
Boston MA 02108
Advisors at this office
5
Advisors at this office
Michael C
CFA®, Series 65
Boston, MA
WinCap Financial LLC
Michael Collins is a CFA® charterholder and holds a Series 65 license, with nine years of experience in the financial industry. He has worked at WinCap Financial LLC since 2021 and previously at CapFinancial Partners, LLC and Boston Advisors, LLC. In addition to his advisory work, he serves as an adjunct professor teaching undergraduate and graduate courses in investments, business, and economics at Bunker Hill Community College and Endicott College. WinCap Financial provides wealth management, discretionary investment management, and financial planning services to individuals, high-net-worth clients, trusts, and estates. The firm employs both fundamental and technical analysis to create customized, long-term asset allocations while trading tactically to address market conditions or client needs.
Zachary C
CFP®, ChFC®, Series 63, Series 66
Boston, MA
WinCap Financial LLC
Zachary Ciampa is a CFP® and ChFC® credentialed financial advisor with 10 years of industry experience. He is currently with WinCap Financial LLC, where he has worked since 2023. His prior experience includes roles at John Hancock and Charles Schwab. WinCap Financial provides wealth management, discretionary investment management, and financial planning services to individuals, high-net-worth individuals, trusts, and estates. The firm employs both fundamental and technical analysis to create customized, long-term oriented portfolios while allowing tactical trading based on market conditions or client needs.
Andrew C
Series 65
Boston, MA
WinCap Financial LLC
Andrew Crowley is a financial advisor with WinCap Financial LLC in Boston, MA. He holds a Series 65 designation and has experience working at KKR and La Machi Communication for Good Causes. Crowley has also been affiliated with Providence College since 2022. WinCap Financial provides wealth management, discretionary investment management, and financial planning services to individuals, high-net-worth clients, trusts, and estates. The firm employs both fundamental and technical analysis to create customized, long-term asset allocations while trading tactically when appropriate.
Frank M
Series 65
Boston, MA
WinCap Financial LLC
Frank Mahoney is a financial advisor at WinCap Financial LLC in Boston, MA, holding a Series 65 designation with one year of industry experience. Prior to joining WinCap Financial, he worked at RSM US LLP and McGrath & Associates. He also has experience outside finance, including roles at Endicott College and Worldwide Golf Shops. WinCap Financial provides wealth management, discretionary investment management, and financial planning services to individuals, high-net-worth clients, trusts, and estates. The firm uses both fundamental and technical analysis to create customized, long-term oriented portfolios while trading tactically based on market conditions or client needs.
Lucas P
CFP®, Series 63, Series 65
Boston, MA
WinCap Financial LLC
Lucas Pavlatos is a CFP® certificant with nine years of industry experience, currently advising at WinCap Financial LLC in Boston, MA. His prior experience includes roles at John Hancock Funds, John Hancock Personal Financial Services, John Hancock Distributors, and Manulife John Hancock Brokerage Services. WinCap Financial provides wealth management, discretionary investment management, and financial planning services to individuals, high-net-worth clients, trusts, and estates. The firm employs both fundamental and technical analysis to develop customized, long-term oriented portfolios, trading tactically as market conditions or client needs dictate.
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