Peabody, MA Office
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WinCap Financial LLC
Team
Firm-wide stats for WinCap Financial LLC
About
WinCap Financial provides wealth management, discretionary investment management and financial planning services to individuals, high‑net‑worth individuals, trusts and estates. The firm builds portfolios using ETFs, mutual funds, individual stocks and bonds and also makes referrals to outside specialists when appropriate.
WinCap employs both fundamental and technical analysis and generally pursues a long‑term oriented, customized asset allocation for each client while trading tactically when warranted by market conditions or client needs. The firm discloses sponsorship of a wrap fee program that bundles normal securities transaction costs into its asset‑based advisory fee and bills fees quarterly in advance.
Compared with many peer teams, WinCap operates across multiple offices and discloses payment to third‑party promoters for client referrals and the use of endorsements in its advertising. The brochure also highlights that advisory persons may be licensed insurance professionals who earn commissions for insurance sales and that the firm may invest in higher‑volatility options such as digital assets and cryptocurrency ETFs for clients with appropriate risk tolerances.
Based on WinCap Financial LLC
Location
Peabody MA
Advisors at this office
1
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