Wingate Capital Advisors LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Wingate Capital Advisors provides portfolio management and investment advisory services primarily to individual (non–high-net-worth) clients. The firm is small by assets and staff, managing about $2.4 million across roughly 35 client relationships with two advisors.
The firm operates largely on a non‑discretionary basis, requiring client approval before executing transactions and monitoring accounts with periodic reviews and rebalancing. Its methods include fundamental analysis and a range of trading strategies when appropriate, and it offers services such as direct indexing, assistance applying for securities‑backed lines of credit (SBLOCs), and advice on a broad set of investment types including cryptocurrency exposures.
Compared with peers, the firm is notable for its affiliation with an accounting/tax preparation entity owned by the same principal and for the principal’s substantial professional time spent on tax preparation, which the brochure discloses as a potential conflict of interest. The firm also discloses other less common features for small supported advisers — predominantly non‑discretionary AUM, the adviser’s status as a licensed insurance producer (commissionable sales), and the use of AI tools to assist with services and meeting transcriptions, with opt‑out available to clients.
Client services
Expertise
Fee options
$0 - $100,000: 1.75% $100,001 - $500,000: 1.60% $500,001 - $800,500: 1.40% $800,501 - $2,000,000: 0.95% $2,000,001+: 0.75%
Commissions earned by principal from insurance product sales, separate and distinct from advisory fees
Account minimum: $75,000 Minimum fee: $1,500 minimum annual fee, may be waived at firm's sole discretion
Main office
8143 E. 11th Street
Tulsa OK 74112
Advisors at this office
2
Most active in
Oklahoma · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Ahmed F
Series 65
Tulsa, OK
Wingate Capital Advisors LLC
Ahmed Farhan is a financial advisor with Wingate Capital Advisors LLC in Tulsa, OK, holding a Series 65 designation and eight years of industry experience. He has been with Wingate Capital Advisors since 2017 and is also affiliated with Oklahoma State University since 2016. Wingate Capital Advisors LLC provides portfolio management and investment advisory services primarily to individual clients, managing approximately $2.37 million across 34 accounts. The firm operates mainly on a non-discretionary basis, offers a range of investment options including mutual funds, ETFs, and potential cryptocurrency exposure, and maintains formal reviews at least semi-annually.
Samuel H
Series 63, Series 65
Tulsa, OK
Wingate Capital Advisors LLC
Samuel Horey is a financial advisor with Wingate Capital Advisors LLC in Tulsa, OK, holding Series 63 and Series 65 credentials and 12 years of industry experience. He has been with Wingate Capital Advisors since 2013 and also has over 30 years of experience at Pfe Financial Group and Tax Service. Outside of advising, he is involved in tax preparation during tax season and is a part owner of a daycare with his spouse. Wingate Capital Advisors provides portfolio management and investment advisory services primarily to individual clients, operating mainly on a non-discretionary basis with formal reviews at least semi-annually. The firm advises on a broad range of investments and manages approximately $2.37 million across 34 client accounts.
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