Winslow Drake, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Winslow Drake serves individuals, trusts, estates, corporations and charitable organizations and acts as advisor of record on ERISA-governed retirement plans and participant accounts. The firm provides discretionary portfolio management, ongoing financial planning (delivered at no charge to clients), and pre-retirement services for employers and plan participants including education, enrollment support, and investment selection review.
The firm builds customized portfolios using fundamental, technical and quantitative analysis, typically favoring multi-year holdings while engaging in tactical trades or protective option strategies when appropriate. Research sources include public filings and financial media as well as AI tools (Gemini, Grok, Co‑pilot), and investment policy statements and suitability questionnaires are used to tailor advice to client objectives.
Noteworthy for a solo independent advisor, the firm produces periodicals and maintains a weekly column, offers educational seminars and workshops, and actively works with corporate clients, pension/profit‑sharing plans and charitable organizations—client types that are less common among peers. It operates on a fee‑only basis, uses custodians such as Charles Schwab and ADP for plan services, and discloses practices such as rebating indirect fund fees and donating any trade‑error profits to charity.
Client services
Expertise
Fee options
$0 - $250,000: 1.50% $250,000 - $500,000: 1.50% $500,000 - $1,000,000: 1.25% $1,000,000 - $3,000,000: 1.00% $3,000,000+: 1.00%
Hourly fees occasionally charged on a case-by-case basis, amount agreed to in advance
Fee-only: Fee-only basis; no commissions or other transaction-based compensation
Main office
Cathedral City CA
Advisors at this office
3
Most active in
California · Texas
Also doing business as
Haddon B. Libby D/B/A Winslow Drake · Libby, Haddon B. · Winslow Drake · Winslow Drake, Inc · Winslow Drake, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Haddon L
Series 63, Series 66
Cathedral City, CA
Winslow Drake, Inc.
Haddon Libby is a financial advisor at Winslow Drake, Inc. with 19 years of industry experience. He holds Series 63 and Series 66 designations and has worked at Winslow Drake since 2017, following previous roles at Calton & Associates, Inc. and Banc Of America Investment Services, Inc. Libby served as president of the Cathedral City Chamber of Commerce in 2020 and contributes as a writer to a local weekly newspaper. Winslow Drake serves individuals, trusts, estates, corporations, and charitable organizations, providing discretionary portfolio management and financial planning. The firm uses fundamental, technical, and quantitative analysis to build customized portfolios and supports ERISA-governed retirement plans with education and enrollment services.
Samantha H
Cathedral City, CA
Winslow Drake, Inc.
Samantha Hawley is a financial advisor at Winslow Drake, Inc., an independent firm based in Cathedral City, CA. She has no prior industry experience. Winslow Drake serves individuals, trusts, estates, corporations, and charitable organizations, providing discretionary portfolio management and ongoing financial planning at no charge. The firm focuses on customized portfolios using fundamental, technical, and quantitative analysis, and offers educational seminars, publishes periodicals, and works with corporate clients and retirement plans.
Mitchell K
Cathedral City, CA
Winslow Drake, Inc.
Mitchell Kitayama is a financial advisor at Winslow Drake, Inc. with nine years of experience at the firm and 17 years in the industry overall, including work at MMK & Associates. He is based in Cathedral City, CA. Winslow Drake serves individuals, trusts, estates, corporations, and charitable organizations, providing discretionary portfolio management and ongoing financial planning. The firm builds customized portfolios using fundamental, technical, and quantitative analysis, and works extensively with corporate clients and retirement plans while offering educational seminars and producing regular publications.
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