Winthrop Partners - WNY, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$186,229,796
Clients
299
Advisors
3
of 4 employees
About
Winthrop Partners – WNY, LLC provides investment advisory, financial planning, and a subscription-style planning service to individuals, high‑net‑worth clients, trusts, estates, charitable organizations, retirement plans and business entities. The firm offers both discretionary and non‑discretionary portfolio management and ongoing financial planning that may interface with clients’ tax, estate, and insurance professionals.
Winthrop’s investment process begins with a discovery phase to establish goals, risk tolerance and an asset allocation, then implements portfolios using a mix of individual equities, fixed income, ETFs and mutual funds with a top‑down/bottom‑up selection approach. Portfolios are constructed across model allocations from ultra‑conservative to aggressive growth, incorporate tax‑aware fixed‑income ladders, and include a legacy‑portfolio program to manage concentrated stock positions over time.
The ADV discloses several features that are less common among peers: the advisor operates through multiple affiliated advisory entities under common control and lists offices in multiple locations, it engages third‑party promoters under written solicitor agreements with required disclosure to clients, and it documents marketing practices and custodial relationships that provide research and technology support. The brochure also highlights the firm’s subscription service and an explicit legacy‑position management program, which together reflect additional planning and implementation options beyond standard portfolio management.
Client services
Expertise
Fee options
Fixed fee for subscription/financial planning service, amount based on service nature and complexity
Hourly fee for financial planning services varies based on time and complexity
Fixed annual subscription fee for financial planning services, billed monthly and prorated, amount varies by client
Minimum fee: $2,500 annually, may be negotiated or waived at the firm's sole discretion Fee-only: Fees charged on a fee-only basis; no commissions received
Main office
21 Princeton Place, Suite 230
Orchard NY 14127
Advisors at this office
3
Most active in
California · Florida · New York · Pennsylvania
Also doing business as
Locust Capital Management Wny, LLC · Winthrop Partners Wny, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Jennifer R
ChFC®, Series 63
Orchard, NY
Winthrop Partners - WNY, LLC
Jennifer Roberts is a financial advisor at Winthrop Partners – WNY, LLC with 7 years at the firm and a total of 14 years in the industry. She holds the ChFC® designation and Series 63 license. Her prior experience includes roles at Elleverage and Winthrop Financial. Winthrop Partners – WNY, LLC provides investment advisory, financial planning, and subscription-style planning services to individuals, high-net-worth clients, trusts, estates, charitable organizations, retirement plans, and business entities. The firm offers discretionary and non-discretionary portfolio management with a top-down/bottom-up investment approach, incorporating tax-aware fixed-income ladders and a legacy-portfolio program.
Thomas S
Series 63, Series 65
Orchard, NY
Winthrop Partners - WNY, LLC
Thomas Saunders Jr. is a financial advisor at Winthrop Partners – WNY, LLC with 11 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Locust Capital Management and LPL Financial. Winthrop Partners – WNY, LLC provides investment advisory and financial planning services to individuals, high-net-worth clients, trusts, estates, charitable organizations, retirement plans, and business entities. The firm uses a disciplined investment process that combines individual equities, fixed income, ETFs, and mutual funds with a top-down/bottom-up selection approach, offering both discretionary and non-discretionary portfolio management along with ongoing financial planning.
Ryan C
Series 66
Orchard, NY
Winthrop Partners - WNY, LLC
Ryan Carney is a financial advisor with Winthrop Partners – WNY, LLC, holding a Series 66 designation and 10 years of industry experience. He has been with Winthrop Partners since 2016. Winthrop Partners – WNY, LLC provides investment advisory and financial planning services to individuals, high-net-worth clients, trusts, estates, charitable organizations, retirement plans, and business entities. The firm uses a discovery process to establish client goals and risk tolerance, implementing portfolios with a mix of individual equities, fixed income, ETFs, and mutual funds across a range of model allocations, and offers specialized services such as a subscription-style planning service and legacy-portfolio management.
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