Wisconsin Wealth Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$174,408,375
Clients
286
Advisors
3
of 3 employees
About
Wisconsin Wealth Advisors provides investment management and financial consulting to individuals, including high-net-worth clients, and to qualified retirement plans. Services include discretionary and non-discretionary portfolio management, ERISA plan advisory (including limited-scope 3(21) fiduciary services), and comprehensive planning work covering cash flow, retirement projections, tax planning, and estate reviews.
The firm builds client portfolios around documented goals, time horizons, and risk tolerances, using both fundamental and technical analysis and a mix of long‑ and short‑term strategies; accounts are reviewed at least quarterly with attention to rebalancing and tax‑loss harvesting. Clients execute an Investment Advisory Agreement and may grant or retain trading discretion, and the firm directs trading and reporting through a designated custodian (AXOS Advisors Services).
A notable difference from most peers is that several supervised persons maintain outside roles as registered representatives of a broker‑dealer and as insurance agents, which can generate commission‑based compensation; the firm discloses these conflicts and describes mitigation through disclosures, fiduciary obligations, and internal controls. The adviser also reports affiliated tax‑preparation and other non‑advisory businesses among supervised persons and potential receipt of custodial soft‑dollar benefits—operational aspects prospective clients may wish to consider when evaluating the firm.
Client services
Expertise
Occupation focus
Fee options
Consulting services flat fees ranging from $500 to $5,000
up to 1.5% annually (negotiable)
Advisors receive commissions on insurance and broker-dealer products when acting as registered representatives of Harbour Investments, Inc.
Consulting services charged at $300 per hour
Main office
1777 West Main Street, Suite 203
Sun Prairie WI 53590
Advisors at this office
3
Most active in
Texas · Wisconsin
Also doing business as
Capital Wealth Advisors Ltd. · Wealth Advisors, LLC · Wisconsin Wealth Advisors, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Shaun B
Series 65
Sun Prairie, WI
Wisconsin Wealth Advisors, LLC
Shaun Balding is a financial advisor at Wisconsin Wealth Advisors, LLC, holding a Series 65 designation with eight years of industry experience. He has been associated with Wisconsin Wealth Advisors since 2012 and operates as a sole proprietor providing fixed insurance sales. Wisconsin Wealth Advisors offers investment management and financial consulting to individuals, including high-net-worth clients, and qualified retirement plans. The firm employs both fundamental and technical analysis to build portfolios tailored to client goals, reviewing accounts quarterly and providing a range of advisory and planning services.
Patrick F
CFP®, Series 63, Series 65
Sun Prairie, WI
Wisconsin Wealth Advisors, LLC
Patrick Fosdick is a CFP® with 15 years of industry experience, currently serving as a financial advisor at Wisconsin Wealth Advisors, LLC. He has held roles at Harbour Investments, Inc., and operates WWA Tax Services LLC. Outside of his advisory work, he is president and owner of Madison Sports & Social Club and serves as an at-large board member for Providence Square Unit Owners Association. Wisconsin Wealth Advisors provides investment management and financial consulting services to individuals, including high-net-worth clients, and qualified retirement plans. The firm uses both fundamental and technical analysis to build portfolios aligned with client goals, offering discretionary and non-discretionary management alongside comprehensive planning services.
Chris S
Series 63, Series 66
Sun Prairie, WI
Wisconsin Wealth Advisors, LLC
Chris Swenson is a financial advisor with Wisconsin Wealth Advisors, LLC, holding Series 63 and Series 66 credentials and bringing 26 years of industry experience. He has been with Wisconsin Wealth Advisors since 2009 and operates as a sole proprietor beginning in 2002. Swenson serves as a board member for both the Sun Prairie Business and Education Partnership and the Sun Prairie Education Foundation. Wisconsin Wealth Advisors provides investment management and financial consulting to individuals and qualified retirement plans, using a combination of fundamental and technical analysis tailored to clients’ goals and risk tolerances. The firm offers discretionary and non-discretionary portfolio management along with comprehensive planning services, conducting regular reviews that include rebalancing and tax-loss harvesting.
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