Wittlin Advisory
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$300,060,681
Clients
14
Advisors
3
across 2 offices
About
Wittlin Advisory is a fee‑only investment management firm that provides discretionary and non‑discretionary asset management, ongoing investment advisory and consulting services, and prepares Investment Policy Statements with periodic portfolio reviews. Its clients are primarily high‑net‑worth individuals, families and foundations, and the firm coordinates with outside professionals while providing portfolio management and proxy‑voting services.
The firm tailors portfolios to each client’s stated goals, time horizon and risk tolerance using fundamental analysis and a mix of mutual funds, ETFs, private investments and, where appropriate, digital assets. Wittlin Advisory can act under discretionary authority or deliver non‑discretionary recommendations, aggregates trades for discretionary accounts, and conducts regular account reviews, typically on a quarterly basis.
Distinctive features include a compact, high‑value client roster—managing roughly $348 million with a three‑advisor team—paired with a relatively significant non‑U.S. client presence for firms in this category. The firm’s willingness to recommend illiquid private placements and digital assets, and its use of third‑party standing letters of authorization (resulting in limited custody), create operational and custody considerations that differ from many peers.
Client services
Expertise
Fee options
Flat annual fee for consulting services, negotiable, between $25,000 and $600,000
1.00% annually
Account minimum: $10,000,000 Minimum fee: Minimum fee of $50,000 Fee-only: Fixed fee between $25,000 and $600,000 annually for consulting services
Main office
See officeSan Francisco CA
Advisors at this office
2
Most active in
California · Michigan
Also doing business as
Roger Wittlin Investment Advisory, LLC · Wittlin Advisory
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Nicholas R
Series 65
Clarklake, MI
Wittlin Advisory
Nicholas Reynolds is a financial advisor at Wittlin Advisory with eight years of industry experience. He holds the Series 65 designation and previously worked at Fisher Investments and Dillon & Associates. Wittlin Advisory is a fee-only investment management firm serving primarily high-net-worth individuals, families, and foundations. The firm customizes portfolios based on client goals and risk tolerance, using fundamental analysis and a variety of investment vehicles including mutual funds, ETFs, private investments, and digital assets.
Roger W
Series 63, Series 65
San Francisco, CA
Wittlin Advisory
Roger Wittlin is a financial advisor at Wittlin Advisory with eight years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including True Capital, Monroe Capital, and PCCP. Wittlin Advisory is a fee-only investment management firm serving high-net-worth individuals, families, and foundations, with a notably international client base. The firm provides discretionary and non-discretionary portfolio management, utilizing fundamental analysis and ongoing monitoring to guide asset allocation, including traditional funds, private placements, and digital assets.
Tyler R
Series 65
San Francisco, CA
Wittlin Advisory
Tyler Rumbaugh is a financial advisor at Wittlin Advisory with one year of industry experience. He holds a Series 65 designation and has previously worked at JP Morgan Chase and First Republic Bank. Wittlin Advisory is a fee-only investment management firm serving primarily high-net-worth individuals, families, and foundations. The firm offers discretionary and non-discretionary asset management, investment advisory, and consulting services, tailoring portfolios based on clients’ goals, time horizons, and risk tolerance using a mix of mutual funds, ETFs, private investments, and digital assets.
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