Wmgna
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Wealth Management Group of North America (WMGNA) serves individuals, high‑net‑worth clients, families, and business clients through financial planning, tax-coordinated services, and both fee‑based and commissionable investment management. The firm offers subscription and hourly financial planning and tax services alongside investment management delivered either via third‑party money managers or directly by the firm.
WMGNA’s investment process emphasizes customized strategic asset allocation and selection of third‑party asset managers (TPAMs) to match client objectives, with ongoing monitoring and annual formal reviews using third‑party platforms such as Envestnet and SEI. Portfolios may include traditional securities, ETFs, mutual funds, options, alternative investments, and third‑party manager programs; subscription clients receive consolidated reporting and access to a client portal.
Compared with many peers, WMGNA’s advisors also act as registered representatives of a broker‑dealer and maintain insurance licenses, so the firm offers commissionable securities and insurance products in addition to advisory services — a dual role that the brochure discloses and manages through written conflict‑of‑interest procedures. The firm also combines tax preparation coordination with its subscription planning offering and operates with a relatively small advisor team overseeing several hundred client relationships and roughly $346 million in assets, while documenting a structured TPAM due‑diligence and termination protocol.
Client services
Expertise
Occupation focus
Fee options
$0 - $1,000,000: 1.0% $1,000,001 - $2,000,000: 0.90% $2,000,001 - $5,000,000: 0.75% $5,000,001+: 0.60%
Certain securities and products are available on a commission basis through Arkadios Capital, a broker-dealer affiliated with the firm.
Maximum hourly fee of $325 with a minimum 3-hour engagement for Financial Consulting & Tax services.
Annual subscription fees for Financial Planning & Tax services range from $1,200 to $12,000, payable monthly or annually.
Main office
10 Talcott Notch Road, Suite 103
Farmington CT 06032
Advisors at this office
4
Most active in
Connecticut · Florida · Georgia · Massachusetts · New Hampshire · New York · North Carolina · South Carolina · Texas
Also doing business as
Wealth Management Group Of North America, LLC · Wmgna · Wmgna, LLC · Wmgna; And Wmgna, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Christopher P
Series 63, Series 65
Farmington, CT
Wmgna
Christopher Powers is a financial advisor with WMGNA who holds Series 63 and Series 65 licenses and has 31 years of industry experience. His prior roles include positions at Arkadios Capital, Triad Advisors, RBC Capital Markets, and Advest, Inc. In addition to his advisory work, he is involved in health, life, and disability insurance sales. Wealth Management Group of North America serves individuals, high-net-worth clients, families, and business clients with financial planning, tax-coordinated services, and investment management. The firm emphasizes customized asset allocation, uses third-party asset managers, and offers both fee-based and commissionable products alongside coordinated tax services.
Jacob S
CFP®, Series 66
Farmington, CT
Wmgna
Jacob Sapia is a CFP® professional with five years of experience in financial advisory roles. He has worked with firms including Arkadios Capital, Osaic Wealth, and Prudential Insurance Company of America. He has also held positions at Roger Williams University and Turnpike Wine and Spirits. He is an advisor at Wealth Management Group of North America (WMGNA), which serves individuals, high-net-worth clients, families, and businesses through financial planning, tax-coordinated services, and investment management. The firm’s approach includes customized strategic asset allocation, use of third-party asset managers, and ongoing portfolio monitoring.
Daniel F
Series 63, Series 65
Farmington, CT
Wmgna
Daniel Friedman is a financial advisor at Wealth Management Group of North America (WMGNA) with 36 years of industry experience. He holds Series 63 and Series 65 licenses and has been with WMGNA since 1995, previously working at Triad Advisors, Inc. from 2014 to 2017. In addition to his advisory role, he is involved in insurance sales, including life, health, long-term care, and disability insurance. WMGNA serves individuals, high-net-worth clients, families, and business clients through financial planning, tax-coordinated services, and both fee-based and commissionable investment management. The firm’s investment process focuses on customized strategic asset allocation and selection of third-party asset managers, with ongoing monitoring and formal annual reviews.
Brian B
Series 63, Series 65
Farmington, CT
Wmgna
Brian Beck is a financial advisor with Wealth Management Group of North America (WMGNA) in Farmington, CT. He holds the Series 63 and Series 65 designations and has 33 years of industry experience. Beck has been with WMGNA since 1995 and has additional experience at Arkadios Capital and OSAIC. Outside of his advisory role, he is involved in insurance sales, acting as an agent for life, health, long-term care, and disability insurance. WMGNA serves individuals, high-net-worth clients, families, and businesses through financial planning, tax-coordinated services, and investment management. The firm emphasizes customized asset allocation and third-party asset manager selection, offering both fee-based and commissionable products with ongoing portfolio monitoring and consolidated client reporting.
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