WMK Investment Partners
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$123,344,700
Clients
11
Advisors
4
across 3 offices
About
WMK Investment Partners provides investment advisory and family‑office style services primarily to high‑net‑worth individuals, families, small businesses, trusts, and estates. The firm offers discretionary portfolio management, consolidated reporting and outsourced family office capabilities through a membership arrangement with Family Office Resource Group (FORG), along with separate business consulting and succession‑planning engagements.
The firm’s investment process centers on strategic asset allocation across mutual funds, ETFs, individual securities, private investments and alternative funds, with quarterly reviews and discretionary rebalancing tied to clients’ risk profiles and objectives. WMK discloses that it may recommend or implement strategies that use leverage, derivatives or margin and describes related margin‑and‑leverage risks and procedures for managing allocation among accounts.
Compared with many peers, WMK operates a small, concentrated practice—four advisors serving about 11 client relationships with roughly $211 million in regulatory AUM—and it offers performance‑based or carried‑interest arrangements for certain legacy, accredited clients in lieu of asset‑based fees. The firm also routinely outsources defined family office services to FORG (including fractional CFO work), has updated its practices to no longer vote client proxies, and documents policies intended to address side‑by‑side allocation conflicts when performance‑based and asset‑based accounts are managed concurrently.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
Offered for certain legacy accounts and only for accredited clients; performance-based fees on appreciation or relative to benchmark.
Minimum fee: Minimum annual advisory fee of $1,000, waived at firm's discretion.
Main office
See officeDenver CO
Advisors at this office
2
Offices (3)
Most active in
Arizona · California · Colorado · Florida · Nebraska · Texas
Also doing business as
Rockshore Wealth Partners · Wmk Investment Partners · Wmki Group LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Patricia G
Series 65, Series 63
Denver, CO
WMK Investment Partners
Patricia Gallagher is a financial advisor with WMK Investment Partners in Denver, CO, holding Series 65 and Series 63 licenses and three years of industry experience. Her prior roles include positions at Rockshore Wealth Partners, True West LLC, and Fidelity Investments. WMK Investment Partners provides investment advisory and family-office style services primarily to high-net-worth individuals, families, small businesses, trusts, and estates. The firm’s investment process emphasizes strategic asset allocation across multiple asset classes with quarterly reviews and discretionary rebalancing aligned to client risk profiles.
Kevin A
Series 65, Series 63, Series 66
Denver, CO
WMK Investment Partners
Kevin Alpert is a financial advisor at WMK Investment Partners with one year of industry experience. He holds Series 65, Series 63, and Series 66 licenses. Prior to joining WMK, he worked at Rockshore Wealth Partners for one year, Amynta Group for three years, and GM Financial for ten years. WMK Investment Partners provides advisory and family-office style services primarily to high-net-worth individuals, families, small businesses, trusts, and estates. The firm focuses on strategic asset allocation across various investment vehicles with quarterly reviews and discretionary rebalancing aligned with client risk profiles.
William K
CFA®
Denver, CO
WMK Investment Partners
William Knowles is a CFA® charterholder with six years of industry experience, currently serving at WMK Investment Partners in Denver, CO. His prior work includes positions at WMKI Group LLC and BMGI. Outside of his advisory role, he is the Chief Operating Officer of a privately held company investing primarily in automotive retail dealerships. WMK Investment Partners provides family-office style investment advisory services to high-net-worth individuals, families, small businesses, trusts, and estates. The firm focuses on strategic asset allocation and discretionary portfolio management, offering consolidated reporting and outsourced family office capabilities through a membership with Family Office Resource Group.
Michael R
Series 65, Series 63
Denver, CO
WMK Investment Partners
Michael Rochman is an advisor at WMK Investment Partners with Series 63 and Series 65 credentials. He has no prior industry experience but has been a principal and investment committee member at Volta Energy Technologies, a venture capital firm, since 2019. WMK Investment Partners provides investment advisory and family-office style services primarily to high-net-worth individuals, families, small businesses, trusts, and estates. The firm focuses on strategic asset allocation across various investment vehicles and offers discretionary portfolio management along with outsourced family office capabilities through a partnership with Family Office Resource Group.
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