A complete list of active advisors currently associated with WMS Advisors, LLC
Warmer can help you find a great advisor at WMS Advisors, LLC or one who fits your needs even better.
WMS Advisors serves individual and high-net-worth clients, as well as pension plans, trusts, and business entities, offering portfolio management on both discretionary and non‑discretionary bases, comprehensive financial planning, and retirement-plan consultations. The firm also provides advice on non‑securities matters such as business operations, tax planning, insurance, and cash flow analysis as part of its planning engagements. Investment decisions are guided by a combination of fundamental and technical analysis and an asset‑class, structured investing approach that emphasizes ETFs, index funds, and diversified allocations with periodic rebalancing; portfolios may be supplemented with alternative investments such as private REITs, annuities, and oil and gas interests when appropriate. WMS tailors plans using a risk‑profile questionnaire and may implement strategies through in‑house management, third‑party managers, or commission-based arrangements depending on client needs. The firm is notable for multiple cross‑disciplinary activities uncommon for its peer group: several associated persons are licensed as broker‑dealer representatives and as insurance agents, permitting commission and insurance product transactions alongside fee‑based advisory services, and some principals are Certified Public Accountants with an affiliated accounting practice that provides separate accounting services. These overlapping roles and a recent majority ownership transition tied to succession planning are disclosed by the firm and are managed through stated policies to address potential conflicts of interest.
To learn more about the advisors currently working at WMS Advisors, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Charlotte, NC
| 14
| |
Rockville, MD
| 33
| |
Charlotte, NC
| 34
| |
Bethesda, MD
| 5
| |
Charlotte, NC
| 32
|
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