A complete list of active advisors currently associated with WMS Financial Services

Warmer can help you find a great advisor at WMS Financial Services or one who fits your needs even better.

WMS Financial Services provides discretionary asset management and portfolio-management services to individuals, trusts, estates, charitable organizations, and business entities, working with clients to determine goals, time horizons, and risk tolerance. The firm also offers public seminars and workshops on investment topics; attendance at these educational events is not charged. The adviser employs a mix of fundamental, technical/charting and cyclical analysis and implements a variety of strategies — including long- and short-term purchases, trading, options and fixed-income allocations — tailored to each client’s documented objectives. Accounts are managed on a discretionary basis, reviewed at least quarterly, and clients receive custodial account statements and trade confirmations directly from their custodian while fees are billed monthly and deducted from client accounts. Distinctive features include its single‑advisor, owner‑managed structure and modest scale — approximately $8.56 million in discretionary assets across about 70 client accounts with no stated account minimum — which aligns the firm more with individual (non‑institutional) clients. The firm is also affiliated with an insurance agency; the managing member devotes a significant portion of time to selling insurance products on a commission basis, a disclosed conflict the firm addresses through disclosure and fiduciary procedures.

To learn more about the advisors currently working at WMS Financial Services, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.