WMS Group LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
WMS Group LLC provides discretionary portfolio management and financial planning to individuals (including high-net-worth clients), pension and profit-sharing plans, trusts, estates, and business entities. The firm also offers participant account management for defined contribution and other held-away accounts using a third‑party platform and hourly financial planning services.
The firm documents client goals and constraints in an Investment Policy Statement and generally operates with written discretionary authority to implement and rebalance portfolios. Investment decisions are driven by fundamental and cyclical analysis and may include long- and short-term trading, margin transactions, and options writing alongside traditional mutual funds, ETFs, bonds, and real estate vehicles.
Noteworthy aspects relative to many peers include a recent transition to SEC registration and the use of a third‑party platform to manage participant/held-away accounts without taking custody. Principals hold insurance licenses and may offer commissionable insurance products (a disclosed conflict of interest), the firm has no stated account minimum, and a single managing member conducts account reviews.
Client services
Expertise
Fee options
$0 - $2,000,000: 1.50% $2,000,001 - $5,000,000: 0.75% Above $5,000,000+: 0.60%
$250 per hour for financial planning services
Main office
Folsom LA
Advisors at this office
2
Most active in
Louisiana · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Andrew S
Series 65
Folsom, LA
WMS Group LLC
Andrew Stewart is a financial advisor at WMS Group LLC with six years of industry experience. He holds a Series 65 designation and has worked at WMS Group since 2019 and AMS Resources Network since 2017. He is also a licensed insurance broker for property and casualty, life, and health insurance. WMS Group LLC provides portfolio management and financial planning services to individuals, including high-net-worth clients, as well as institutional clients such as pension plans, trusts, estates, and business entities. The firm manages accounts on a discretionary basis using fundamental and cyclical analysis and offers specialized services for held-away defined contribution plan participant accounts.
William S
Series 66
Folsom, LA
WMS Group LLC
William Stewart is a financial advisor with WMS Group LLC in Folsom, Louisiana, holding a Series 66 designation and 20 years of industry experience. He has been with WMS Group LLC since 2012. Outside of his advisory role, Stewart serves as Vice President of the Miracle Children's Foundation, a nonprofit that provides iPads to children with cancer in hospitals, where he is involved in fundraising and organizing activities. WMS Group LLC offers portfolio management and financial planning services to individuals, including high-net-worth clients, as well as institutional clients such as pension plans, trusts, estates, and business entities. The firm employs a written Investment Policy Statement for each client and manages accounts on a discretionary basis, utilizing fundamental and cyclical analysis across a range of investment strategies.
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