A complete list of active advisors currently associated with WMS Wealth Management LLC
Warmer can help you find a great advisor at WMS Wealth Management LLC or one who fits your needs even better.
The firm provides investment management, supervisory services and occasional financial planning for individuals, trusts, estates, charitable organizations, pension and profit-sharing plans, and business entities, serving both high-net-worth and non-high-net-worth clients. Advisory services are delivered primarily on an asset‑under‑management basis with financial planning available on an hourly or as‑requested basis. Investment decisions are made using a mix of active and passive strategies and a range of instruments — including stocks, bonds, mutual funds, ETFs and covered‑call options — informed by charting, fundamental and technical analysis and third‑party research. Portfolios are tailored to client objectives and risk tolerance, managed with full discretionary authority, and reviewed at least semi‑annually; clients may impose investment restrictions that the firm accommodates. Distinctive operational features include a small, two‑advisor firm managing roughly $46.8 million across about 136 client accounts, exclusive custody relationships with Axos Clearing and CNB Custody (including custody of alternative investments and use of Advisor/I share classes), and a stated practice of not voting proxies on clients’ behalf. The firm’s ADV also discloses past arbitration awards and a bankruptcy involving one principal, which are material supervisory and disciplinary details for prospective clients to consider.
To learn more about the advisors currently working at WMS Wealth Management LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Mukilteo, WA
| 8
| |
Mukilteo, WA
| 23
|
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