Wolfe Signal Capital LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Wolfe Signal Capital provides investment advisory and financial planning services to individuals, including high‑net‑worth clients, offering ongoing portfolio management and fixed‑fee financial plans with no stated account minimum. The firm prepares an Investment Policy Statement for each client and provides both discretionary portfolio management and one‑time financial planning engagements.
The firm’s investment process blends fundamental analysis, modern portfolio theory, and quantitative models to construct long‑term portfolios and to set model allocations tailored to each client’s risk tolerance and objectives. It typically seeks discretionary trading authority to implement those plans and documents client risk profiles and investment guidelines in the IPS.
Distinctive features include an explicitly stated investable universe that includes venture capital funds and private placements — an offering less common among small independent advisers — and a policy of not receiving soft‑dollar research or other third‑party economic benefits. The brochure notes the firm was formed in June 2025 and currently reports no assets under management or clients, and that financial planning engagements generally conclude upon delivery of the plan unless additional services are arranged.
Client services
Expertise
Fee options
Financial planning fixed fees negotiated between $1,000 and $5,000
$0 - $1,000,000: 1.50% $1,000,001 - $5,000,000: 1.25% $5,000,001+: 1.00%
Main office
6081 Meridian Ave, Ste 70 237
San Jose CA 95120
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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