Wolff Financial Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Wolff Financial Advisors, LLC provides discretionary portfolio management and broad-based financial planning to individuals as well as to pension and profit sharing plans, trusts, estates, charitable organizations and other business entities. Services described in the brochure include tailored asset-allocation, ongoing monitoring and rebalancing, and financial planning that covers tax, insurance, estate, disability, business and retirement matters.
The firm says it constructs diversified portfolios using equity and fixed income securities, mutual funds and exchange-traded funds, and applies a mix of fundamental, technical, charting and cyclical analysis along with long- and short-term trading strategies. Its disclosures note active use of options and leveraged ETFs and describe the risks of trading and derivatives exposure in managed accounts.
Distinctive aspects relative to many solo independent advisers include managing discretionary assets (about $10.9 million as of April 30, 2021) while serving both individual and institutional clients and employing derivatives in separately managed accounts. The firm generally charges negotiated fixed annual fees (with examples capped at 1.75% of assets and a stated maximum of $15,000) rather than a single standardized percentage-of-AUM schedule, and its ADV discloses prior regulatory orders that required third‑party compliance oversight.
Client services
Expertise
Fee options
Maximum annual fixed fee of $15,000 for financial planning and portfolio management services
Minimum fee: Maximum annual fixed fee of $15,000; fees up to 1.75% of assets under management may be charged depending on complexity and scope Fee-only: Fixed fees up to $15,000 annually or up to 1.75% of assets under management depending on client complexity
Main office
11001 West 120th Ave, #400
Broomfield CO 80021
Advisors at this office
1
Most active in
Colorado
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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