Woodlands Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Woodlands Capital Management is a fee-only registered investment adviser that provides discretionary asset management to individual clients, including high‑net‑worth investors. The firm offers two equity strategies—a long‑only approach and a long/short approach—and does not sell commission products or act as a custodian for client assets.
The firm’s investment process is grounded in fundamental analysis and can employ long‑term and short‑term positions, trading, short sales, and options strategies; account reviews are performed periodically and the adviser generally manages accounts on a discretionary basis. Clients complete an intake process to document goals and may impose investment restrictions, and the firm provides account reporting through the chosen custodian.
What is distinctive is that, despite a relatively small asset base and client roster, the firm offers performance‑based fee arrangements to qualified clients, a structure that is uncommon among similar independent advisers. The adviser is fee‑only, governed by a written code of ethics, the investment professional holds the CFA designation, and the firm does not vote client proxies (clients retain proxy voting authority).
Client services
Expertise
Fee options
$0+: 1.5% annually (long-only equity strategy for all clients) $0+: 2.00% annually (long/short equity strategy for non-qualified clients) $0+: 1.25% annually management fee plus 15% performance fee above benchmark (long/short equity strategy for qualified clients)
15% of yearly portfolio performance above agreed upon benchmark for qualified clients under long/short equity strategy
Fee-only: Fee-only investment management services; no commissions or sales of products.
Main office
14121 Lakeview Drive
Clive IA 50325
Advisors at this office
1
Most active in
Iowa · Texas
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Broker-dealer / trader
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Bank
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Trust company
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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