WorchesterShire Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Worchestershire Financial provides ongoing portfolio management and related financial planning primarily for individual clients, including high‑net‑worth individuals. The firm prepares an Investment Policy Statement for each client and advises on mutual funds, equities, fixed income, ETFs, REITs and insurance products, including annuities.
The firm uses a mix of charting, fundamental, technical and cyclical analysis and implements strategies ranging from long‑term investing to short‑term trading, margin transactions and options writing. It typically operates with discretionary trading authority to implement each client’s IPS, conducts periodic account reviews and relies on custodian reports delivered to clients at least quarterly.
Notably, and unlike most independent peers, the firm accepts limited custody of client funds when clients provide written authority via a power of attorney, while otherwise using an external custodian for account reporting and trade execution. The firm manages client assets directly rather than selecting third‑party managers and permits client‑directed brokerage, which can affect order aggregation and execution.
Client services
Expertise
Fee options
Fixed fee for managing variable annuities up to $3,000 quarterly (negotiable)
$0 - $1,000,000: 1.50% Above $1,000,000+: 1.00%
Account minimum: $50,000 Fee-only: Fixed fee up to $3,000 charged quarterly for managing variable annuities (negotiable)
Main office
Cisco TX
Advisors at this office
1
Most active in
Texas
Also doing business as
Worchestershire Financial · Worchestershire Financial, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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