World Trends Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides investment advisory and financial planning services to individual clients, managing roughly $12 million in client assets for about a dozen households. Services are offered directly by the sole advisor and focus on portfolio management and ongoing financial planning for private clients.
Client relationships are handled on a one-advisor basis with no internal supervisor, allowing the advisor to manage planning and investment decisions personally; the principal has been with the current RIA for over a decade and previously held roles as a registered representative and an investment adviser representative. This history indicates experience in both broker-dealer and advisory settings that informs how the firm works with clients.
The firm’s principal holds a Doctorate in Chiropractic, an educational background that is uncommon among advisors and may shape the advisor’s perspective or client relationships. The brochure discloses a Chapter 13 bankruptcy filed in 2017 and discharged in 2021, and it also states the advisor is not engaged in other business activities nor receives economic benefits from non-clients, distinguishing the firm from the small minority of independents that sell other financial products.
Client services
Expertise
Main office
Waxhaw NC
Advisors at this office
1
Most active in
North Carolina
Also doing business as
World Trends Capital, LLC · World Trends Wealth Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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