WPG Advisory Group, LLC

The firm serves primarily individual and high‑net‑worth clients and provides financial planning and consulting services while acting as a referral and liaison to third‑party money managers. Typical engagements include determining financial objectives, cash‑flow and tax planning, insurance review, retirement and estate planning, and assistance completing TPM paperwork and ongoing client communications.

The firm does not directly manage client assets or accept discretionary trading authority; instead it places clients with third‑party money managers (including named TPMs in the brochure) and receives ongoing referral fees while monitoring client accounts and reviewing TPM statements. Investment strategies are implemented by the selected TPMs and can include custom indexing, tactical allocation, preservation and private‑wealth models, with the firm relying on the TPMs’ disclosures for manager‑specific risks.

Notable distinctions include a material affiliation with an insurance business that sells financial insurance products and consumes a significant portion of the managing member’s time, a relationship that can involve commission compensation and is disclosed as a potential conflict of interest. The firm also participates in TPM incentive or revenue‑sharing arrangements, does not custody assets or vote client proxies, and functions primarily as a referral/oversight practice rather than a traditional asset‑management adviser.