Wu Wealth Advisory, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Wu Wealth Advisory provides advisory services to individuals (including high‑net‑worth individuals) and small businesses, offering customized financial planning, investment consultation, portfolio management, and related services such as estate, tax, education, and divorce planning. Engagements range from focused, modular advice to a comprehensive ongoing advisory relationship that includes implementation support and periodic plan updates.
The firm follows a Core + Satellite investment approach, using passive indexed ETFs as the portfolio core and selectively allocating active satellite positions, and typically documents client objectives in an investment policy statement. Accounts are managed on either a discretionary or nondiscretionary basis, and the firm may recommend third‑party sub‑advisors and relies on a digital advisor/custodian platform to execute and custody client assets.
Noteworthy aspects disclosed in the brochure include that the firm’s principal is also a licensed insurance agent appointed with multiple carriers and may receive commissions and renewal income on insurance or fixed‑annuity sales, a potential conflict of interest the firm says it will disclose in advance. The firm also conducts periodic complimentary educational seminars on personal finance and investing, and operates at a small scale (one advisor, nine clients, roughly $689k in reported AUM), which the brochure indicates involves direct engagement with the principal and occasional use of sub‑advisors for implementation.
Client services
Expertise
Fee options
$0 - $1,000,000: 0.90% annually $1,000,001 - $2,000,000: 0.80% annually $2,000,001 - $5,000,000: 0.60% annually $5,000,001+: 0.50% annually
Insurance products commissions and renewal income through licensed insurance agent
$200 per hour billed in 15-minute increments
Comprehensive Personal Advisory Service $89.99 per month
Fee-only: Hourly financial planning at $200 per hour billed in 15-minute increments; Comprehensive Personal Advisory Service at $89.99 per month
Main office
Jackson Heights NY
Advisors at this office
1
Most active in
New York · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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